AP
Ashby W. Price
KESTRA ADVISORY SERVICES
Henrico, VA 23229
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CRD#: 4608596
AP
Professional summary
Ashby Woody Price, AIF® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Henrico, Virginia and KESTRA INVESTMENT SERVICES, LLC located in Henrico, Virginia.
Ashby is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Ashby has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: CFA Society Virginia Investment Related: No Address: 9500 Arrowdel Road Richmond VA 23229 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board member Start Date: 7/1/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: meeting to discuss how to grow the organization and raise awareness of the C?FA Institute Name: Ashwood Financial Partners Investment Related: Yes Address: 5806 Grove Avenue, #241 Richmond VA 23226 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Advisor Start Date: 5/29/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Financial planning, investment management Name: ACG Richmond Investment Related: No Address: PO Box 4921 Richmond VA 23058 Nature of Business: Other Other/None of the Above networking Position, Title or Relationship: member Start Date: 9/2/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: member, help recruit new members to the group Name: THE COMMUNITY TAX LAW PROJECT POSITION: Board member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/27/2025 ADDRESS: P.O. Box 11322, Richmond VA 23230, United States DESCRIPTION: attend board meetings help provide guidance on the investment strategy along with other board members help provide guidance on the investment policy statement Name: ASHBY W. PRICE & ASSOCIATES POSITION: Owner NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/10/2016 ADDRESS: 8010 Thom Road, Henrico VA 23229, United States DESCRIPTION: LLC started in 2016 for future use in case I established a business
CRS (Client Relationship Summary) - RIA
Click below to view Ashby Woody Price's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 5, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 8010 Thom Road, Henrico, VA 23229RIA
CRD#: 283330
Henrico, VA
Current
June 16, 2014 - Present
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Henrico, VA
Past
September 22, 2014 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
Richmond, VA
Past
January 2, 2013 - June 3, 2014
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
June 21, 2011 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
BD
CRD#: 6255
RICHMOND, VA
Past
June 25, 2010 - April 4, 2011
STERNE, AGEE & LEACH, INC.
BD
CRD#: 791
RICHMOND, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/30/2024)
RR
North Carolina(2/12/2016)
RR
South Carolina(2/20/2020)
RR
Virginia(6/16/2014)
IAR
Virginia(5/5/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Henrico, VA 23229TRUST BUT VERIFY
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