JH
Jessica L. Hughes
CETERA INVESTMENT ADVISERS LLC
CASTRO VALLEY, CA 94546
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CRD#: 4608505
JH
Professional summary
Jessica Lynn Hughes, who also goes by Jessica Lynn Nelson, Jessica Lynn Nelson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Castro Valley, California and CETERA WEALTH SERVICES, LLC located in Castro Valley, California.
Jessica is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Jessica has worked at 6 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jessica Lynn Nelson | Jessica Lynn Nelson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Tenshi Financial and Insurance Services~'NIR'~17987 Beardsley St~Castro Valley~CA~94546~Insurance Agent~Agent~5/3/2003~20hrs~20hrs~I am the owner and agent. I help my clients. I provide comparison of different benefit plans to make sure my clients have the best options available. I answer questions via email or phone meet with clients to review their benefits. I provide them with the best options I can. 2) POWER OF ATTORNEY MY MOM'S IRA ACCOUNT POSITION: Power of Attorney NATURE: I am to have a non durable power of attorney over my Mom's Schwab account, and act as her agent. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/23/2021 ADDRESS: 17987 Beardsley St., Castro Valley CA 94546, DESCRIPTION: I will be helping my Mom while she is capable of it, to choose how her money is invested. 3) POWER OF ATTORNEY FOR MY INCAPACITATED MOTHER POSITION: Power of Attorney NATURE: Taking care of my mother's accounts, including Schwab and USAA accounts and banking, checking and health INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/02/2022 ADDRESS: 17987 Beardsley St., Castro Valley CA 94546, United States DESCRIPTION: Taking care of all of my Mom's financial and logistical needs 4) POWER OF ATTORNEY FOR MY HUSBAND POSITION: wife NATURE: If something should happen to my husband, I will have control over this account. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/10/2024 ADDRESS: 17987 Beardsley St., Castro Valley CA 94546, United States DESCRIPTION: If my husband should become incapacitated or pass, I will have control over this account.
CRS (Client Relationship Summary) - RIA
Click below to view Jessica Lynn Hughes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 17987 Beardsley St., Castro Valley, CA 94546RIA
CRD#: 105644
CASTRO VALLEY, CA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Castro Valley, CA
Past
February 8, 2018 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Castro Valley, CA
Past
March 23, 2005 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Castro Valley, CA
Past
February 19, 2003 - April 10, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
CAMPBELL, CA
Past
February 4, 2003 - April 10, 2003
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
February 4, 2003 - April 10, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
IAR
California(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Castro Valley, CA 94546TRUST BUT VERIFY
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