Rhonda Castle
Professional summary
Rhonda Castle, who also goes by Rhonda E Castle, is a registered financial professional currently at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Newark, New Jersey.
Rhonda is registered as a RR (Registered Representative) and started their career in finance in 2003. Rhonda has worked at 20 firms and has passed the SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rhonda Castle's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 12, 2026 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Office #1: 655 Broad Street, Newark, NJ 07102June 28, 2022 - February 18, 2026
STERLING CAPITAL DISTRIBUTORS, LLC
April 14, 2022 - February 18, 2026
MGI FUNDS DISTRIBUTORS, LLC
October 7, 2021 - February 18, 2026
PARNASSUS FUNDS DISTRIBUTOR, LLC
February 12, 2021 - February 18, 2026
QUASAR DISTRIBUTORS, LLC
March 20, 2019 - October 11, 2023
COMPASS DISTRIBUTORS, LLC
August 17, 2018 - February 18, 2026
FORESIDE FINANCIAL SERVICES, LLC
June 7, 2018 - May 1, 2020
BD COMPLIANCE SOLUTIONS, LLC
June 7, 2018 - June 23, 2020
FORESIDE DISTRIBUTION SOLUTIONS, LLC
February 12, 2016 - June 23, 2020
FAIRHOLME DISTRIBUTORS, LLC
February 12, 2016 - February 18, 2026
FORESIDE FUNDS DISTRIBUTORS LLC
January 3, 2014 - June 23, 2020
FORESIDE ASSOCIATES, LLC
January 3, 2014 - February 18, 2026
IMST DISTRIBUTORS, LLC
July 31, 2009 - February 18, 2026
FORESIDE FUND SERVICES, LLC
July 27, 2009 - February 18, 2026
NORTHERN FUNDS DISTRIBUTORS, LLC
June 19, 2007 - February 18, 2026
FUNDS DISTRIBUTOR, LLC
October 9, 2006 - February 18, 2026
FORESIDE DISTRIBUTION SERVICES, L.P.
February 27, 2006 - September 20, 2006
1717 CAPITAL MANAGEMENT COMPANY
September 11, 2003 - September 15, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
September 2, 2003 - December 21, 2005
NATIONWIDE SECURITIES, LLC
March 26, 2003 - September 8, 2003
NATIONWIDE INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD#: 18353 / SEC#: , 8-36540
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PIFM HOLDCO, LLC | SOLE MEMBER | |
| HENNING, MEREDITH FARWELL | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4315489 |
| LEE, H SOO | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 6834507 |
| LEIBOWITZ, KAREN | PRESIDENT | 2693999 |
| PRUZINSKY, KRISTIN ANNE | SENIOR VICE PRESIDENT AND CHIEF PRODUCT OFFICER | 5347722 |
| SMIT, ROBERT PHILIP | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2332366 |
| TAITE, LOUIS ANTHONY | CHIEF OPERATIONS OFFICER AND SENIOR VICE PRESIDENT | 5065572 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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