Rhonda Castle
Professional summary
Rhonda Castle, who also goes by Rhonda E Castle, is a registered financial professional currently at FORESIDE DISTRIBUTION SERVICES, L.P. located in Portland, Maine and FUNDS DISTRIBUTOR, LLC located in Portland, Maine.
Rhonda is registered as a RR (Registered Representative) and started their career in finance in 2003. Rhonda has worked at 19 firms and has passed the SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rhonda Castle's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2006 - Present
FORESIDE DISTRIBUTION SERVICES, L.P.
Office #1: 190 Middle Street Suite 301, Portland, ME 04101June 19, 2007 - Present
FUNDS DISTRIBUTOR, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101July 27, 2009 - Present
NORTHERN FUNDS DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101July 31, 2009 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101January 3, 2014 - Present
IMST DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101February 12, 2016 - Present
FORESIDE FUNDS DISTRIBUTORS LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101August 17, 2018 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101February 12, 2021 - Present
QUASAR DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101October 7, 2021 - Present
PARNASSUS FUNDS DISTRIBUTOR, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101April 14, 2022 - Present
MGI FUNDS DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101June 28, 2022 - Present
STERLING CAPITAL DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101March 20, 2019 - October 11, 2023
COMPASS DISTRIBUTORS, LLC
June 7, 2018 - May 1, 2020
BD COMPLIANCE SOLUTIONS, LLC
June 7, 2018 - June 23, 2020
FORESIDE DISTRIBUTION SOLUTIONS, LLC
February 12, 2016 - June 23, 2020
FAIRHOLME DISTRIBUTORS, LLC
January 3, 2014 - June 23, 2020
FORESIDE ASSOCIATES, LLC
February 27, 2006 - September 20, 2006
1717 CAPITAL MANAGEMENT COMPANY
September 11, 2003 - September 15, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
September 2, 2003 - December 21, 2005
NATIONWIDE SECURITIES, LLC
March 26, 2003 - September 8, 2003
NATIONWIDE INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/20/2007)
Exams
FINRA
Current Firm
STERLING CAPITAL DISTRIBUTORS, LLC
CRD#: 103934 / SEC#: , 8-52396
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | CHIEF COMPLIANCE OFFICER / VP / TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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Company Information
STERLING CAPITAL DISTRIBUTORS, LLC
CRD#: 103934Portland, ME 04101TRUST BUT VERIFY
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