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Deborah L. Erickson
CETERA INVESTMENT ADVISERS LLC
PRIOR LAKE, MN 55372
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CRD#: 4607755
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Professional summary
Deborah Lynn Erickson, who also goes by Deb Erickson, Deborah Lynn Van Buren, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Prior Lake, Minnesota and CETERA WEALTH SERVICES, LLC located in Prior Lake, Minnesota.
Deborah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Deborah has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Deb Erickson | Deborah Lynn Van Buren
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INSURANCE (LTC, FIXED, HEALTH, DISABILITY) THROUGH ADVISORNET FINANCIAL; 2. NAME OF OTHER BUSINESS: NEW MARKET BANK / DBA -MARKET FINANCIAL, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: BANK, POSITION/TITLE/RELATIONSHIP: N/A, START DATE: 12/18/2012, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: N/A; 3. NAME OF OTHER BUSINESS: MINNESOTA VALLEY ELECTRIC COOPERATIVE ; INVESTMENT RELATED: NO; ADDRESS: 125 ELECTRIC DRIVE JORDAN, MN 55352; NATURE OF BUSINESS: ELECTRIC COOPERATIVE; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: BOARD PRESIDENT; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PRESIDE OVER BOARD MEETINGS, MEET WITH THE CEO MONTHLY TO GO OVER BOARD AGENDA;
CRS (Client Relationship Summary) - RIA
Click below to view Deborah Lynn Erickson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 4719 Park Nicollet Ave Se Ste 100, Prior Lake, MN 55372RIA
CRD#: 105644
PRIOR LAKE, MN
Current
July 27, 2005 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 4719 Park Nicollet Ave Se Ste 100, Prior Lake, MN 55372BD
CRD#: 13572
Prior Lake, MN
Past
January 8, 2014 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
PRIOR LAKE, MN
Past
January 14, 2003 - August 1, 2005
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/4/2024)
RR
Arizona(10/26/2020)
RR
Florida(2/18/2015)
RR
Iowa(6/6/2011)
RR
Minnesota(7/27/2005)
IAR
Minnesota(6/29/2023)
RR
Montana(12/1/2021)
RR
North Carolina(10/15/2024)
RR
North Dakota(7/5/2016)
RR
South Dakota(2/28/2025)
RR
Tennessee(11/21/2024)
RR
Texas(2/14/2024)
IAR
Texas(5/6/2024)
RR
Washington(1/9/2025)
RR
Wisconsin(5/25/2006)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Prior Lake, MN 55372TRUST BUT VERIFY
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