Thomas F. Jennings
Professional summary
Thomas Francis Jennings, who also goes by Thomas F Jennings, is a registered financial professional currently at SUSQUEHANNA SECURITIES, LLC located in Chicago, Illinois.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2002. Thomas has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 57 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Francis Jennings's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 4, 2026 - Present
SUSQUEHANNA SECURITIES, LLC
Office #1: 175 W Jackson Blvd. Suite 1700, Chicago, IL 60604May 21, 2018 - March 12, 2025
WALLEYE TRADING LLC
November 20, 2002 - January 9, 2003
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Nasdaq Texas, LLC
Current Firm
SUSQUEHANNA SECURITIES, LLC
CRD#: 35874 / SEC#: , 8-47034
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 60 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
