Jeffrey C. Semp
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
PETALUMA, CA
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CRD#: 4607286
Professional summary
Jeffrey Clarke Semp, CFP®, who also goes by Jeffrey Clarke Semp, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Petaluma, California and FIDELITY BROKERAGE SERVICES LLC located in Larkspur, California.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Jeffrey has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Biography
Doing business with Fidelity provides you access to our trusted brand, our industry leading technology, our cost efficient investment platform and the ability to work closely with me and my team. I am committed to helping you and your family work towards achieving your goals.
Question & Answer
What are your service offerings?
Retirement Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Jeffrey Clarke Semp
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Clarke Semp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Education
University of Maine, Orono
Bachelor of Science (BS) - marketing management
1992
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 601 Larkspur Landing Circle, Larkspur, CA 94939RIA
CRD#: 104555
PETALUMA, CA
Current
August 28, 2009 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 601 Larkspur Landing Circle, Larkspur, CA 94939BD
CRD#: 7784
Larkspur, CA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
LARKSPUR, CA
Past
September 15, 2009 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
LARKSPUR, CA
Past
July 1, 2003 - August 12, 2009
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
OAKLAND, CA
Past
July 1, 2003 - August 12, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
OAKLAND, CA
Past
June 24, 2003 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
RIA
CRD#: 7471
SAN FRANCISCO, CA
Past
January 8, 2003 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/25/2013)
RR
Arkansas(3/4/2024)
RR
California(8/28/2009)
IAR
California(3/31/2025)
RR
Colorado(2/18/2025)
RR
Connecticut(11/17/2020)
RR
Delaware(7/9/2021)
RR
District of Columbia(7/16/2012)
RR
Florida(1/5/2012)
RR
Georgia(8/10/2017)
RR
Hawaii(11/9/2021)
RR
Idaho(4/24/2020)
RR
Illinois(4/5/2013)
RR
Indiana(1/8/2019)
RR
Maine(5/10/2023)
RR
Maryland(3/27/2015)
RR
Massachusetts(1/5/2012)
RR
Michigan(11/14/2016)
RR
Minnesota(9/13/2022)
RR
Nevada(5/11/2020)
RR
New Jersey(6/10/2014)
RR
New Mexico(8/10/2020)
RR
New York(1/4/2012)
RR
North Carolina(8/14/2017)
RR
Ohio(6/5/2012)
RR
Oregon(1/7/2013)
RR
Pennsylvania(3/7/2022)
RR
Texas(5/5/2014)
IAR
Texas(3/31/2025)
RR
Utah(1/4/2013)
RR
Vermont(1/8/2013)
RR
Virginia(8/11/2017)
RR
Washington(5/22/2014)
RR
Wisconsin(5/9/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Petaluma, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
