GL
Gail L. Leonard
J. W. COLE ADVISORS
TAMPA, FL 33634
Some features on this profile are disabled
CRD#: 4607047
GL
Professional summary
Gail Lyn Leonard, who also goes by Gail Lyn Unneland, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Tampa, Florida and J.W. COLE FINANCIAL, INC. located in Tampa, Florida.
Gail is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Gail has worked at 6 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 6, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gail Lyn Unneland
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
A) EXCELLENT REALTY, LLC
B) REAL ESTATE MANAGEMENT/HOLDING CO C) GENERAL PARTNER IN FAMILY LLC - WE OWN BUILDING WHERE MY HUSBAND'S OFFICE IS LOCATED - START DATE: 1995 - NO DUTIES
D) ZERO HOURS MONTHLY / ZERO TRADING HOURS
(2) A) FIXED INSURANCE SALES B) 3/24/14 C) 5-6 HOURS PER MONTH
(3) PROFESSION DESIGNATION: RICP� (RETIREMENT INCOME CERTIFIED PROFESSIONAL)
CRS (Client Relationship Summary) - RIA
Click below to view Gail Lyn Leonard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 22, 2011 - Present
J. W. COLE ADVISORS, INC.
Office #1: 4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634RIA
CRD#: 112294
TAMPA, FL
Current
November 15, 2011 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 4301 Anchor Plaza Pkwy. Suite 450, Tampa, FL 33634BD
CRD#: 124583
Tampa, FL
Past
August 12, 2009 - November 16, 2011
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
ST. PETERSBURG, FL
Past
November 21, 2007 - October 10, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
ST PETERSBURG, FL
Past
December 20, 2005 - November 16, 2011
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST PETERSBURG, FL
Past
January 31, 2005 - December 14, 2005
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
ST. PETERSBURG, FL
Past
March 11, 2003 - August 23, 2004
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/25/2017)
RR
California(4/20/2020)
RR
Colorado(2/6/2025)
RR
Florida(11/15/2011)
IAR
Florida(12/22/2011)
RR
Georgia(8/26/2015)
RR
Idaho(2/6/2025)
RR
Illinois(2/14/2014)
RR
Louisiana(8/7/2019)
RR
Maryland(2/6/2025)
RR
Massachusetts(5/4/2017)
RR
Michigan(2/6/2025)
RR
New Jersey(11/15/2011)
RR
New York(10/10/2016)
RR
North Carolina(1/13/2020)
RR
Ohio(2/6/2025)
RR
Texas(8/26/2014)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Tampa, FL 33634TRUST BUT VERIFY
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