AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
SC

Shannon R. Crotty

BLUE SAND SECURITIES LLC
Natick, MA 01760
Some features on this profile are disabled
CRD#: 4607010
SC

Professional summary


Shannon Rose Crotty, who also goes by Shannon Rose Beauchemin, is a registered financial professional currently at BLUE SAND SECURITIES LLC located in Natick, Massachusetts.

Shannon is registered as a RR (Registered Representative) and started their career in finance in 2004. Shannon has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Shannon Rose Beauchemin

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Shannon Rose Crotty's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 22, 2008 - Present

BLUE SAND SECURITIES LLC

Office #1: 21 Eliot Street # 18, Natick, MA 01760Office #2: 4034 Glenridge Street, Kensignton, MD 20895
BD
CRD#: 142976
Natick, MA
Past

May 23, 2012 - January 14, 2014

ARTIST CAPITAL LLC

BD
CRD#: 153937
GEORGETOWN, TX
Past

January 5, 2005 - September 27, 2007

STONEHAVEN, LLC

BD
CRD#: 118913
SAN DIEGO, CA
Past

November 18, 2004 - January 3, 2005

UNX LLC

BD
CRD#: 46145
BURBANK, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(5/14/2008)
RR
Maryland
(2/22/2008)
RR
Massachusetts
(2/23/2021)
RR
New Jersey
(2/22/2008)
RR
New York
(5/14/2008)
RR
North Dakota
(2/23/2021)
RR
South Dakota
(2/6/2024)
RR
Texas
(11/30/2011)

Exams


State Security Law Exam
RR
Series 63
Date: 5/13/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


BS
BLUE SAND SECURITIES LLC
BLUE SAND SECURITIES LLC | BSC SECURITIES LLC

CRD#: 142976 / SEC#: , 8-67514

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
4034 Glenridge Street, Kensignton, MD 20895
Mailing Address
4034 Glenridge Street, Kensington, MD 20895
Phone number
(212) 810-4321
Established
Delaware since 08/31/2006
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BLUE SAND CAPITAL LLCSOLE OWNER
COONEY, MICHAEL ANTHONYMANAGING MEMBER; GENERAL SECURITIES PRINCIPAL2530742
CROTTY, SHANNON ROSECHIEF COMPLIANCE OFFICER4607010
HELLER, JEFFREY PHILIPCHIEF FINANCIAL OFFICER; FINANCIAL AND OPERATIONAL PRINCIPAL3139370

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BLUE SAND SECURITIES LLC

CRD#: 142976Natick, MA 01760

TRUST BUT VERIFY

Monitor Shannon Crotty

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics