Patrick J. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Joseph Murphy was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 2002. Patrick had worked at 4 firms and has passed the Series 66, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2008 - December 4, 2009
FULCRUM SECURITIES, LLC
August 27, 2007 - February 1, 2008
FLAGSTONE SECURITIES, LLC
November 16, 2005 - September 7, 2012
WINTERS & CO. ADVISORS, LLC
December 19, 2002 - October 21, 2005
WESTMINSTER FINANCIAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FULCRUM SECURITIES, LLC
CRD#: 140084 / SEC#: , 8-67274
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
