Art J. Parry
Professional summary
Art Jessop Parry is a registered financial advisor currently at OSAIC WEALTH, INC. located in La Jolla, California.
Art is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Art has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Art Jessop Parry's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Art Jessop Parry's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2025 - Present
OSAIC WEALTH, INC.
Office #1: 4250 Executive Square Suite #700, La Jolla, CA 92037Office #2: 9275 Sky Park Court Suite 160, San Diego, CA 92123January 24, 2025 - Present
OSAIC WEALTH, INC.
Office #1: 4250 Executive Square Suite #700, La Jolla, CA 92037Office #2: 9275 Sky Park Court Suite 160, San Diego, CA 92123October 22, 2008 - January 24, 2025
OSAIC FA, INC.
September 29, 2006 - January 24, 2025
OSAIC FA, INC.
June 13, 2006 - August 15, 2006
LPL FINANCIAL LLC
November 29, 2005 - May 22, 2006
VOYA FINANCIAL PARTNERS, LLC
May 10, 2005 - November 8, 2005
WAMU INVESTMENTS, INC.
March 10, 2003 - April 13, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 10, 2003 - April 13, 2005
OSAIC FA, INC.
February 3, 2003 - March 14, 2003
FARMERS FINANCIAL SOLUTIONS, LLC
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/19/2026)
(1/24/2025)
(1/24/2025)
(1/24/2025)
(1/24/2025)
(1/24/2025)
(1/24/2025)
(1/24/2025)
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(1/24/2025)
(1/24/2025)
(1/24/2025)
(4/8/2025)
(1/30/2025)
(1/24/2025)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.