Melissa K. Fisher

EMPOWER ADVISORY GROUP | Financial Consultant

PINE, CO

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CRD#: 4606813

Professional summary

Melissa Kay Fisher, CFP®, CLU®, who also goes by Melissa Fisher Faler, Melissa Kay Faler, Melissa Faler, Melissa K Fisher, Melissa Kay Fisher, Melissa K Faler, Melissa K Fisher Faler, Melissa Kay Fisher Faler, Melissa Kay Fisherfaler, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Pine, Colorado and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.

Melissa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Melissa has worked at 8 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.

Biography

In 2001, I started in the financial services industry because I was passionate about making a direct impact in clients' lives. As a Certified Financial Planner®, I work side by side with clients to build a financial plan backed by Fidelity's trusted brand. My goal is to be your first call for managing your financial plan and life changes.

Question & Answer

What are your service offerings?

Investment Planning

Comprehensive Financial Planni...

Insurance Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melissa Kay Fisher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

CLU^®

Chartered Life Underwriter

Education

Kansas State University

Bachelor of Science (BS) - Economics

2000

Experience

Current

September 13, 2024 - Present

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

PINE, CO

Current

September 13, 2024 - Present

EMPOWER FINANCIAL SERVICES, INC.

Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111

CRD#: 13109

Greenwood Village, CO

Past

March 22, 2022 - September 27, 2023

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

LAKEWOOD, CO

Past

March 1, 2022 - September 26, 2023

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

LAKEWOOD, CO

Past

August 25, 2021 - January 4, 2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

Pine, CO

Past

April 26, 2021 - January 4, 2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

HOUSTON, TX

Past

September 30, 2008 - September 30, 2010

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

HOUSTON, TX

Past

September 30, 2008 - September 30, 2010

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

HOUSTON, TX

Past

October 25, 2007 - September 15, 2008

NEW ENGLAND SECURITIES

RIA

CRD#: 615

HOUSTON, TX

Past

October 3, 2007 - September 15, 2008

NEW ENGLAND SECURITIES

CRD#: 615

HOUSTON, TX

Past

November 1, 2006 - April 30, 2007

NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY

RIA

CRD#: 109729

MILWAUKEE, WI

Past

March 7, 2005 - October 4, 2007

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

HOUSTON, TX

Past

January 2, 2004 - November 23, 2004

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

January 20, 2003 - November 4, 2003

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/13/2024)

Alaska
(9/13/2024)

Arizona
(9/13/2024)

Arkansas
(9/13/2024)

California
(9/13/2024)

Colorado
(9/13/2024)

IAR

Colorado
(9/13/2024)

Connecticut
(9/13/2024)

Delaware
(9/13/2024)

Georgia
(9/13/2024)

Hawaii
(9/13/2024)

Idaho
(9/13/2024)

Illinois
(9/13/2024)

Indiana
(9/13/2024)

Iowa
(9/13/2024)

Kansas
(9/13/2024)

Kentucky
(9/13/2024)

Maine
(9/13/2024)

Massachusetts
(9/13/2024)

Michigan
(9/13/2024)

Minnesota
(9/13/2024)

Mississippi
(9/13/2024)

Missouri
(9/13/2024)

Montana
(9/13/2024)

Nebraska
(9/13/2024)

Nevada
(9/13/2024)

New Hampshire
(9/13/2024)

New Jersey
(9/13/2024)

New Mexico
(9/13/2024)

New York
(9/13/2024)

North Carolina
(9/13/2024)

North Dakota
(9/13/2024)

Oklahoma
(9/13/2024)

Oregon
(9/13/2024)

Pennsylvania
(9/13/2024)

Rhode Island
(9/13/2024)

South Carolina
(9/13/2024)

South Dakota
(9/13/2024)

Tennessee
(9/13/2024)

Texas
(9/13/2024)

Utah
(9/13/2024)

Vermont
(9/13/2024)

Virginia
(9/13/2024)

Washington
(9/13/2024)

West Virginia
(9/13/2024)

Wisconsin
(9/13/2024)

Wyoming
(9/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/23/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/18/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/24/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/9/2021

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/17/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/17/2003

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

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Contact information

Main Address

8515 East Orchard Rd 4t2, Greenwood Village, CO 80111

Mailing Address

Phone number

(866) 575-4977

Established

Firm type

Fiscal year end

# of Employees

822

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EMPOWER ADVISORY GROUP PERSONAL STRATEGY(R) WRAP FEE PROGRAM (11/25/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE FOR EMPOWER PREMIER IRA (9/22/2025)

EMPOWER ADVISORY GROUP FINANCIAL PLANNING SERVICE (9/19/2025)

EMPOWER PREMIER INVESTMENT ACCOUNT (9/19/2025)

EMPOWER ADVISORY GROUP WRAP FEE PROGRAM BROCHURE FOR EMPOWER MANAGED PORTFOLIOS (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & PROFESSIONAL MANAGEMENT PROGRAM (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE/MY TOTAL RETIREMENT (9/19/2025)

Regulatory assets under management

Total Number of Accounts	250,707
AUM (Assets Under Management)	$ 159,120,330,491

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/26/2026	Cover Page	Report
03/28/2025	Cover Page	Report
11/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Melissa K. Fisher

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melissa Kay Fisher's CRS (Customer Relationship Summary).

Certified licenses

Education

Kansas State University

Experience

EMPOWER FINANCIAL SERVICES, INC.

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BANC ONE SECURITIES CORPORATION

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

EMPOWER ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/23/2021

Series 63

Date: 2/18/2003

Series 7TO

Date: 4/24/2021

SIE

Date: 4/9/2021

Series 7

Date: 7/17/2006

Series 6

Date: 1/17/2003

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EMPOWER ADVISORY GROUP, LLC

TRUST BUT VERIFY

Contact information

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