Sean A. Joyce
Professional summary
Sean Alexander Joyce, who also goes by Sean Joyce, is a registered financial advisor currently at ADVISORY SERVICES NETWORK located in Reston, Virginia.
Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Sean has worked at 6 firms and has passed the Series 66, Series 7TO, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sean Alexander Joyce's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 18, 2022 - Present
ADVISORY SERVICES NETWORK
Office #1: 11710 Plaza America Drive Suite 130, Reston, VA 20190Office #2: 1 North Main Street 4th Floor, Greenville,, SC 29601July 9, 2014 - March 7, 2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 9, 2014 - March 7, 2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 1, 2009 - July 14, 2014
MORGAN STANLEY
June 1, 2009 - July 14, 2014
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
January 19, 2007 - April 2, 2007
MORGAN STANLEY DW INC.
January 19, 2007 - April 2, 2007
MORGAN STANLEY DW INC.
February 19, 2003 - January 25, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 11, 2002 - January 25, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration

ADVISORY SERVICES NETWORK
CRD#: 146051 / SEC#: 801-71112
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/11/2023)
(2/18/2022)
(2/18/2022)
Exams
Series 7TO
Date: 7/1/2024
General Securities Representative ExaminationCurrent Firm

ADVISORY SERVICES NETWORK
CRD#: 146051 / SEC#: 801-71112
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27,513 |
| AUM (Assets Under Management) | $ 8,619,812,562 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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