SB
Scott M. Bornhoft
MURIEL SIEBERT & CO.
Omaha, NE 68130
Some features on this profile are disabled
CRD#: 4606317
SB
Professional summary
Scott Michael Bornhoft is a registered financial professional currently at MURIEL SIEBERT & CO., LLC located in Omaha, Nebraska.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2005. Scott has worked at 6 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Scott Michael Bornhoft's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2020 - Present
MURIEL SIEBERT & CO., LLC
Office #1: 18045 Oak Street, Omaha, NE 68130BD
CRD#: 5376
Omaha, NE
Past
October 29, 2018 - January 3, 2020
STOCKCROSS FINANCIAL SERVICES, INC.
BD
CRD#: 6670
OMAHA, NE
Past
July 17, 2009 - January 11, 2013
TD AMERITRADE, INC.
RIA
CRD#: 7870
OMAHA, NE
Past
July 17, 2009 - January 11, 2013
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
OMAHA, NE
Past
July 16, 2009 - January 11, 2013
TD AMERITRADE, INC.
BD
CRD#: 7870
OMAHA, NE
Past
October 20, 2008 - May 1, 2009
LPL FINANCIAL LLC
RIA
CRD#: 6413
WHEELING, IL
Past
October 20, 2008 - May 1, 2009
LPL FINANCIAL LLC
BD
CRD#: 6413
WHEELING, IL
Past
July 30, 2008 - August 19, 2008
TD AMERITRADE, INC.
RIA
CRD#: 7870
NORTHBROOK, IL
Past
July 29, 2008 - August 19, 2008
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
NORTHBROOK, IL
Past
April 22, 2006 - August 19, 2008
TD AMERITRADE, INC.
BD
CRD#: 7870
NORTHBROOK, IL
Past
October 25, 2005 - April 22, 2006
TD AMERITRADE CLEARING, INC.
BD
CRD#: 5633
BELLEVUE, NE
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/31/2024)
RR
Alaska(5/31/2024)
RR
Arizona(5/31/2024)
RR
Arkansas(5/31/2024)
RR
California(5/31/2024)
RR
Colorado(5/31/2024)
RR
Connecticut(5/31/2024)
RR
Delaware(5/31/2024)
RR
District of Columbia(5/31/2024)
RR
Florida(5/31/2024)
RR
Georgia(5/31/2024)
RR
Hawaii(5/31/2024)
RR
Idaho(5/31/2024)
RR
Illinois(5/31/2024)
RR
Indiana(5/31/2024)
RR
Iowa(5/31/2024)
RR
Kansas(5/31/2024)
RR
Kentucky(5/31/2024)
RR
Louisiana(5/31/2024)
RR
Maine(5/31/2024)
RR
Maryland(5/31/2024)
RR
Massachusetts(5/31/2024)
RR
Michigan(5/31/2024)
RR
Minnesota(5/31/2024)
RR
Mississippi(5/31/2024)
RR
Missouri(5/31/2024)
RR
Montana(5/31/2024)
RR
Nebraska(1/2/2020)
RR
Nevada(5/31/2024)
RR
New Hampshire(5/31/2024)
RR
New Jersey(5/31/2024)
RR
New Mexico(5/31/2024)
RR
New York(5/31/2024)
RR
North Carolina(5/31/2024)
RR
North Dakota(5/31/2024)
RR
Ohio(5/31/2024)
RR
Oklahoma(5/31/2024)
RR
Oregon(5/31/2024)
RR
Pennsylvania(5/31/2024)
RR
Rhode Island(5/31/2024)
RR
South Carolina(5/31/2024)
RR
South Dakota(5/31/2024)
RR
Tennessee(5/31/2024)
RR
Texas(5/31/2024)
RR
Utah(5/31/2024)
RR
Vermont(5/31/2024)
RR
Virginia(5/31/2024)
RR
Washington(5/31/2024)
RR
West Virginia(5/31/2024)
RR
Wisconsin(5/31/2024)
RR
Wyoming(5/31/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
MS
MURIEL SIEBERT & CO., LLC
MURIEL SIEBERT & CO., INC. | MURIEL SIEBERT & CO., LLC
CRD#: 5376 / SEC#: , 8-14900
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
300 Vesey Street 5th Floor, New York, NY, 10282
Mailing Address
653 Collins Avenue, Miami Beach, FL 33139
Phone number
(800) 872-0444
Established
Delaware since 01/01/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SIEBERT FINANCIAL CORPORATION | PARENT COMPANY | |
| BENDER, KYLE ROBERT | REGISTERED OPTIONS AND SECURITIES FUTURES PRINCIPAL ("ROSFP") | 2287329 |
| BONO, RONALD ROSS | CUSTOMER RELATIONSHIP OFFFICER | 1247269 |
| COLOMBINO, MICHAEL JONATHAN | CHIEF FINANCIAL OFFICER/BOARD MEMBER | 4871852 |
| GEBBIA, GLORIA ESTELLE | BOARD MEMBER | 2126152 |
| GEBBIA, JOHN MICHAEL | CO-CEO/BOARD MEMBER | 1866455 |
| GEBBIA, RICHARD SAL | CO-CEO/BOARD MEMBER | 2348552 |
| REICH, ANDREW HENRY | BOARD MEMBER | 1966909 |
| SCHEBECE, GREGORY CHARLES | CHIEF INFORMATION OFFICER | 1498632 |
| SCUTERI, FREDRICK PAUL | CHIEF OPERATING OFFICER | 2623915 |
| SOSNOWSKI, PETER JAMES | NATIONAL SALES MANAGER | 1540143 |
| VILLELLA, BARBARA DUNNE | CCO/AMLCO | 1719722 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MURIEL SIEBERT & CO., LLC
CRD#: 5376Omaha, NE 68130TRUST BUT VERIFY
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