BC
Brian E. Conway
AXIOM ADVISORS
Bedford, NH 03110
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CRD#: 4606233
BC
Professional summary
Brian Edward Conway, CFP® is a registered financial advisor currently at AXIOM ADVISORS, LLC located in Bedford, New Hampshire and CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Merrimack, New Hampshire.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Brian has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-INDEPENDENT INSURANCE AGENT, MARRIMACK, NH, 3/2003 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/WK - 0/TRADING. 2.AXIOM HN LLC, 3 BEDFORD FARMS DR, STE 332, BEDFORD, NH, 1/2016 AS PARTNER IN LLC FOR THE MANAGEMENT OF OPERATING EXPENSES. NIR - 6/MO - 6/TRADING. 3.AXIOM ADVISORS LLC 3 BEDFORD FARMS DRIVE, STE 332, BEDFORD, NH,10/2005 AS ADVISORY REP OF A RIA, PRESIDENT/FINANCIAL PLANNER, INV REL - 24/MONTHLY 2/TRADING. 4.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 10/WK - 8/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5. AXIOM NH, LLC, 3 BEDFORD FARMS DRIVE, STE 332, BEDFORD NH, OPERATING ENRTITY, OWNER, 01/01/16, 3/MO- 0/TRADING 6. VARIOUS FIXED INSURANCE COMPANIES, 3 Bedford Farms Drive, Bedford NH 03110, United States, 03/03/2003, Agent, Insurance/Benefits/Human Resources, INV REL, 1HR/MO - 0HR/TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Edward Conway's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 29, 2005 - Present
AXIOM ADVISORS, LLC
Office #1: 3 Bedford Farms Drive, Ste 332, Bedford, NH 03110RIA
CRD#: 136305
Bedford, NH
Current
July 26, 2010 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 2 Mound Court, Merrimack, NH 03054RIA
CRD#: 134139
MERRIMACK, NH
Current
October 5, 2005 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 3 Bedford Farms Drive Ste 332, Bedford, NH 03110BD
CRD#: 39543
Bedford, NH
Past
July 22, 2004 - April 3, 2006
NORTHEAST PLANNING ASSOCIATES, INC.
RIA
CRD#: 131406
MERRIMACK, NH
Past
November 25, 2003 - September 29, 2004
MUTUAL SERVICE CORPORATION
RIA
CRD#: 4806
MERRIMACK, NH
Past
November 12, 2003 - October 6, 2005
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
September 11, 2003 - November 13, 2003
VERAVEST INVESTMENT ADVISORS, INC.
RIA
CRD#: 105796
MERRIMACK, NH
Past
December 4, 2002 - November 12, 2003
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/2/2017)
RR
California(5/8/2006)
RR
Colorado(8/9/2018)
RR
Connecticut(10/5/2005)
RR
District of Columbia(11/8/2023)
RR
Florida(11/28/2005)
RR
Georgia(4/7/2022)
RR
Indiana(4/15/2025)
RR
Maine(11/28/2005)
RR
Massachusetts(10/5/2005)
RR
Minnesota(1/2/2024)
RR
Missouri(6/2/2022)
RR
New Hampshire(10/5/2005)
IAR
New Hampshire(10/5/2005)
RR
New Jersey(7/8/2013)
RR
New Mexico(1/7/2016)
RR
New York(10/5/2005)
RR
Oregon(7/21/2017)
RR
Pennsylvania(3/17/2017)
RR
South Carolina(1/7/2016)
RR
Texas(1/7/2016)
IAR
Texas(1/7/2016)
RR
Utah(1/7/2016)
RR
Vermont(1/2/2019)
RR
Virginia(7/1/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
