Aileen M Gallagher
Professional Summary
Aileen M Gallagher, who also goes by Aileen Marie O'connell, is a registered financial advisor currently at 1ST DISCOUNT BROKERAGE, INC. located in Lake Worth, Florida. Aileen is registered as a RR (Registered Representative) and started their career in finance in 2008. Aileen has worked at 1 firm and has passed the Series 99TO, SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Aileen Marie O'connell
Similar Advisors
J.P. MORGAN SECURITIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
J.P. MORGAN SECURITIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
J.P. MORGAN SECURITIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
J.P. MORGAN SECURITIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
Years of Experience
18 years in the financial services industry
Current & Past Employments
Similar Advisors
J.P. MORGAN SECURITIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
Current Firm
1DB ASSET MANAGEMENT | 1ST DISCOUNT BROKERAGE, INC.
Contact Information
Main Address
8927 Hypoluxo Road Suite A5, Lake Worth, FL 33467Mailing Address
8927 Hypoluxo Road Suite A5, Lake Worth, FL 33467Phone Number
(561) 515-3200Established
Florida since 07/14/1995Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
8SEC notice filing (10 States and Territories)
Registered to provide investment advisory services in 10 US states and territories.
FINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 10 US states and territories.
Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
352AUM (Assets Under Management)
$131,402,154Disclosures
Regulatory Event
8Arbitration
2Similar Advisors
J.P. MORGAN SECURITIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
J.P. MORGAN SECURITIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
Primary Firm SEC Registration
1DB ASSET MANAGEMENT | 1ST DISCOUNT BROKERAGE, INC.
State Registrations and Notice Filings
(1/2/2009)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
Similar Advisors
J.P. MORGAN SECURITIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
CRS (Client Relationship Summary) - BD
Click below to view Aileen M Gallagher's CRS (Customer Relationship Summary).
Similar Advisors
J.P. MORGAN SECURITIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
