AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
AB

Amar Pradip Bagwe

SRT SECURITIES
BIRMINGHAM, MI
·CRD# 4605568·15 years experience

Professional Summary

Amar Pradip Bagwe is a registered financial advisor currently at SRT SECURITIES LLC located in Birmingham, Michigan. Amar is registered as a RR (Registered Representative) and started their career in finance in 2011. Amar has worked at 11 firms and has passed the Series 63, Series 57TO, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Jeffrey S. Perry
Jeffrey S. Perry

STRATEGIC ADVISERS LLC

WEST BLOOMFIELD, MI · CRD#
View profile
Jack Anthony Jerzewski
Jack Anthony Jerzewski

LPL ENTERPRISE, LLC

TROY, MI · CRD#
Lyndon L Davis
Lyndon L Davis

LIGHTSQUARE WEALTH MANAGEMENT, LLC

Farmington Hills, MI · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Jeffrey S. Perry
Jeffrey S. Perry

STRATEGIC ADVISERS LLC

WEST BLOOMFIELD, MI · CRD#
Jack Anthony Jerzewski
Jack Anthony Jerzewski

LPL ENTERPRISE, LLC

TROY, MI · CRD#
Lyndon L Davis
Lyndon L Davis

LIGHTSQUARE WEALTH MANAGEMENT, LLC

Farmington Hills, MI · CRD#
AM
Avery Tyrone Marsh

PFS INVESTMENTS INC.

TROY, MI · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Jeffrey S. Perry
Jeffrey S. Perry

STRATEGIC ADVISERS LLC

WEST BLOOMFIELD, MI · CRD#
Jack Anthony Jerzewski
Jack Anthony Jerzewski

LPL ENTERPRISE, LLC

TROY, MI · CRD#
Lyndon L Davis
Lyndon L Davis

LIGHTSQUARE WEALTH MANAGEMENT, LLC

Farmington Hills, MI · CRD#
AM
Avery Tyrone Marsh

PFS INVESTMENTS INC.

TROY, MI · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jeffrey S. Perry
Jeffrey S. Perry

STRATEGIC ADVISERS LLC

WEST BLOOMFIELD, MI · CRD#
Jack Anthony Jerzewski
Jack Anthony Jerzewski

LPL ENTERPRISE, LLC

TROY, MI · CRD#
Lyndon L Davis
Lyndon L Davis

LIGHTSQUARE WEALTH MANAGEMENT, LLC

Farmington Hills, MI · CRD#
AM
Avery Tyrone Marsh

PFS INVESTMENTS INC.

TROY, MI · CRD#

Years of Experience

15 years in the financial services industry

Current & Past Employments

SRT SECURITIES LLC·CRD# 33725
BD
416 Hawthorne Street, Birmingham, MI 48009
January 4, 2025 - Present
VELOCITY CLEARING, LLC·CRD# 126588
BD
New York, NY
October 13, 2022 - August 16, 2024
BOLT-X LLC·CRD# 140802
BD
Chicago, IL
December 1, 2020 - July 18, 2022
TJM INVESTMENTS, LLC·CRD# 46300
BD
Chicago, IL
January 2, 2020 - April 15, 2020
OSCAR GRUSS & SON INCORPORATED·CRD# 2091
BD
New York, NY
January 2, 2019 - September 16, 2019
GREAT POINT CAPITAL LLC·CRD# 114203
BD
Chicago, IL
May 2, 2017 - January 2, 2018
AVATAR SECURITIES, LLC·CRD# 147763
BD
New York, NY
September 27, 2016 - April 13, 2017
LUPO FUTURES, LLC·CRD# 155931
BD
Chicago, IL
December 23, 2015 - May 2, 2016
QUIET LIGHT SECURITIES, LLC·CRD# 35870
BD
Chicago, IL
January 7, 2015 - January 13, 2016
LIQUID CAPITAL MARKETS, LLC·CRD# 148368
BD
Chicago, IL
June 30, 2011 - September 4, 2014
LUPO SECURITIES, LLC·CRD# 43761
BD
Chicago, IL
April 13, 2011 - May 18, 2011

Similar Advisors

Jeffrey S. Perry
Jeffrey S. Perry

STRATEGIC ADVISERS LLC

WEST BLOOMFIELD, MI · CRD#
Jack Anthony Jerzewski
Jack Anthony Jerzewski

LPL ENTERPRISE, LLC

TROY, MI · CRD#
Lyndon L Davis
Lyndon L Davis

LIGHTSQUARE WEALTH MANAGEMENT, LLC

Farmington Hills, MI · CRD#
AM
Avery Tyrone Marsh

PFS INVESTMENTS INC.

TROY, MI · CRD#

Current Firm

SS
SRT SECURITIES LLC

ISRAEL A. ENGLANDER & CO., INC. | SRT SECURITIES LLC | ISRAEL A. ENGLANDER & CO., LLC

CRD#: 33725 / SEC#: 8-34415
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

416 Hawthorne Street, Birmingham, MI 48009

Mailing Address

416 Hawthorne Street, Birmingham, MI 48009

Phone Number

(917) 282-4757

Established

Delaware since 05/24/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (24 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SRT SECURITIES INC.MEMBER—
FRUCHTER, MICHAEL ALANCFO/FINANCIAL & OPERATIONS PRINCIPAL4202965
TOBIAS, STEPHEN RORYPRESIDENT, CCO, S.R.O.P. & C.R.O.P.1267337

Disclosures

Regulatory Event

26

Similar Advisors

Jeffrey S. Perry
Jeffrey S. Perry

STRATEGIC ADVISERS LLC

WEST BLOOMFIELD, MI · CRD#
Jack Anthony Jerzewski
Jack Anthony Jerzewski

LPL ENTERPRISE, LLC

TROY, MI · CRD#
Lyndon L Davis
Lyndon L Davis

LIGHTSQUARE WEALTH MANAGEMENT, LLC

Farmington Hills, MI · CRD#
AM
Avery Tyrone Marsh

PFS INVESTMENTS INC.

TROY, MI · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Jeffrey S. Perry
Jeffrey S. Perry

STRATEGIC ADVISERS LLC

WEST BLOOMFIELD, MI · CRD#
Jack Anthony Jerzewski
Jack Anthony Jerzewski

LPL ENTERPRISE, LLC

TROY, MI · CRD#
Lyndon L Davis
Lyndon L Davis

LIGHTSQUARE WEALTH MANAGEMENT, LLC

Farmington Hills, MI · CRD#
AM
Avery Tyrone Marsh

PFS INVESTMENTS INC.

TROY, MI · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(1/6/2025)
RR
Connecticut
(1/6/2025)
RR
Florida
(1/6/2025)
RR
Illinois
(11/4/2025)
RR
Nevada
(1/15/2025)
RR
New Jersey
(1/6/2025)
RR
Pennsylvania
(1/6/2025)
RR
Texas
(1/6/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2020About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 7TO — General Securities Representative Examination

Passed Mar 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2018About the SIE exam
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Texas, Inc.
SRO Registrations

Similar Advisors

Jeffrey S. Perry
Jeffrey S. Perry

STRATEGIC ADVISERS LLC

WEST BLOOMFIELD, MI · CRD#
Jack Anthony Jerzewski
Jack Anthony Jerzewski

LPL ENTERPRISE, LLC

TROY, MI · CRD#
Lyndon L Davis
Lyndon L Davis

LIGHTSQUARE WEALTH MANAGEMENT, LLC

Farmington Hills, MI · CRD#
AM
Avery Tyrone Marsh

PFS INVESTMENTS INC.

TROY, MI · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Amar Pradip Bagwe's CRS (Customer Relationship Summary).

Similar Advisors

Jeffrey S. Perry
Jeffrey S. Perry

STRATEGIC ADVISERS LLC

WEST BLOOMFIELD, MI · CRD#
Jack Anthony Jerzewski
Jack Anthony Jerzewski

LPL ENTERPRISE, LLC

TROY, MI · CRD#
Lyndon L Davis
Lyndon L Davis

LIGHTSQUARE WEALTH MANAGEMENT, LLC

Farmington Hills, MI · CRD#
AM
Avery Tyrone Marsh

PFS INVESTMENTS INC.

TROY, MI · CRD#
AB
Follow Amar
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required