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AB

Amar P. Bagwe

SRT SECURITIES LLC
BIRMINGHAM, MI 48009
Some features on this profile are disabled
CRD#: 4605568
AB

Professional summary

Amar Pradip Bagwe is a registered financial professional currently at SRT SECURITIES LLC located in Birmingham, Michigan.

Amar is registered as a RR (Registered Representative) and started their career in finance in 2011. Amar has worked at 11 firms and has passed the Series 63, Series 57TO, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Amar Pradip Bagwe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 4, 2025 - Present

SRT SECURITIES LLC

Office #1: 416 Hawthorne Street, Birmingham, MI 48009
BD
CRD#: 33725
BIRMINGHAM, MI
Past

October 13, 2022 - August 16, 2024

VELOCITY CLEARING, LLC

BD
CRD#: 126588
New York, NY
Past

December 1, 2020 - July 18, 2022

BOLT-X LLC

BD
CRD#: 140802
CHICAGO, IL
Past

January 2, 2020 - April 15, 2020

TJM INVESTMENTS, LLC

BD
CRD#: 46300
CHICAGO, IL
Past

January 2, 2019 - September 16, 2019

OSCAR GRUSS & SON INCORPORATED

BD
CRD#: 2091
NEW YORK, NY
Past

May 2, 2017 - January 2, 2018

GREAT POINT CAPITAL LLC

BD
CRD#: 114203
CHICAGO, IL
Past

September 27, 2016 - April 13, 2017

AVATAR SECURITIES, LLC

BD
CRD#: 147763
NEW YORK, NY
Past

December 23, 2015 - May 2, 2016

LUPO FUTURES, LLC

BD
CRD#: 155931
CHICAGO, IL
Past

January 7, 2015 - January 13, 2016

QUIET LIGHT SECURITIES, LLC

BD
CRD#: 35870
CHICAGO, IL
Past

June 30, 2011 - September 4, 2014

LIQUID CAPITAL MARKETS, LLC

BD
CRD#: 148368
CHICAGO, IL
Past

April 13, 2011 - May 18, 2011

LUPO SECURITIES, LLC

BD
CRD#: 43761
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/6/2025)
RR
Connecticut
(1/6/2025)
RR
Florida
(1/6/2025)
RR
Illinois
(11/4/2025)
RR
Nevada
(1/15/2025)
RR
New Jersey
(1/6/2025)
RR
Pennsylvania
(1/6/2025)
RR
Texas
(1/6/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 1/24/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/4/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/2/2018
Securities Industry Essentials Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Texas, Inc.

Current Firm

SS
SRT SECURITIES LLC
ISRAEL A. ENGLANDER & CO., INC. | SRT SECURITIES LLC | ISRAEL A. ENGLANDER & CO., LLC

CRD#: 33725 / SEC#: , 8-34415

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
416 Hawthorne Street, Birmingham, MI 48009
Mailing Address
416 Hawthorne Street, Birmingham, MI 48009
Phone number
(917) 282-4757
Established
Delaware since 05/24/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (25 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SRT SECURITIES INC.MEMBER
FRUCHTER, MICHAEL ALANCFO/FINANCIAL & OPERATIONS PRINCIPAL4202965
TOBIAS, STEPHEN RORYPRESIDENT, CCO, S.R.O.P. & C.R.O.P.1267337

Disclosures

Regulatory Event25

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SRT SECURITIES LLC

CRD#: 33725Birmingham, MI 48009

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