Andrew M. Crist
Professional summary
Andrew Michael Crist, CFA, who also goes by Andrew Michael Christ, is a registered financial professional currently at FIRST CITIZENS CAPITAL SECURITIES, LLC located in New York, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2002. Andrew has worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Michael Crist's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2015 - Present
FIRST CITIZENS CAPITAL SECURITIES, LLC
Office #1: 11 West 42nd Street 11th Floor, New York, NY 10036August 2, 2007 - April 24, 2013
FIRST CITIZENS CAPITAL SECURITIES, LLC
September 5, 2003 - May 8, 2007
J.P. MORGAN SECURITIES INC.
December 13, 2002 - August 5, 2003
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/2/2015)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FIRST CITIZENS CAPITAL SECURITIES, LLC
CRD#: 41504 / SEC#: , 8-49466
Contact information
FINRA licenses (49 States and Territories)
Documents
Red Flags
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