Scott Andrew Sandee
CFP®, CIMA®, CPWA®Professional Summary
Scott Andrew Sandee, CFP®, CIMA®, CPWA®, who also goes by Scott Sandee, is a registered financial advisor currently at VERTEX PARTNERS located in Downers Grove, Illinois. Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Scott has worked at 9 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Scott Sandee
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
VERTEX PARTNERS | VERTEX PLANNING PARTNERS, LLC
Contact Information
Main Address
3000 Woodcreek Drive Suite 100, Downers Grove, IL 60515Phone Number
(630) 836-3300# of Employees
20SEC notice filing (18 States and Territories)
Registered to provide investment advisory services in 18 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
2,580AUM (Assets Under Management)
$1,011,939,498Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
VERTEX PARTNERS | VERTEX PLANNING PARTNERS, LLC
State Registrations and Notice Filings
(1/18/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Scott Andrew Sandee's CRS (Customer Relationship Summary).
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