RF
Robert H. Frank
FRANK SECURITIES
MCLEAN, VA 22101
Some features on this profile are disabled
CRD#: 4605112
RF
Professional summary
Robert Harrison Frank is a registered financial advisor currently at FRANK SECURITIES, LLC located in Mclean, Virginia.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Robert has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Harrison Frank's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 10, 2004 - Present
FRANK SECURITIES, LLC
Office #1: 1360 Beverly Road Suite 300, Mclean, VA 22101RIA
CRD#: 116955
MCLEAN, VA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(5/10/2004)
Current Firm
FS
FRANK SECURITIES, LLC
FRANK SECURITIES, LLC
CRD#: 116955 / SEC#:
Virginia
Registered Investment Advisory firm - (3/5/1999 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1360 Beverly Rd. Suite 305, Mclean, VA 22101
Mailing Address
Phone number
(703) 795-3994
Established
Firm type
Fiscal year end
# of Employees
1
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
