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Robert Harrison Frank

FRANK SECURITIES
MCLEAN, VA
·CRD# 4605112·26 years experience

Professional Summary

Robert Harrison Frank is a registered financial advisor currently at FRANK SECURITIES, LLC located in Mclean, Virginia. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Robert has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

FRANK SECURITIES, LLC·CRD# 116955
RIA
1360 Beverly Road Suite 300, Mclean, VA 22101
May 10, 2004 - Present

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Current Firm

FS
FRANK SECURITIES, LLC

FRANK SECURITIES, LLC

CRD#: 116955
Virginia
Registered Investment Advisory firm - Virginia (3/5/1999 Approved)

Contact Information

Main Address

1360 Beverly Rd. Suite 305, Mclean, VA 22101

Phone Number

(703) 795-3994

# of Employees

1

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Virginia
(5/10/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1999About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Robert Harrison Frank's CRS (Customer Relationship Summary).

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