Robert P. Marshall

BRANDES INVESTMENT PARTNERS, LP

La Jolla, CA 92037

Some features on this profile are disabled

CRD#: 4604269

Professional summary

Robert Paul Marshall, who also goes by Robb Marshall, Robert Marshall, is a registered financial advisor currently at BRANDES INVESTMENT PARTNERS, LP located in La Jolla, California and FORESIDE FUND SERVICES, LLC located in La Jolla, California.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Robert has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robb Marshall | Robert Marshall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BRANDES INVESTMENT PARTNERS; Investment Related; RIA; La Jolla, CA; Start: 09/2011; SR Compliance Analyst; Marketing review, registration, other typical compliance duties; 160 Hours Per Month and 0 During Trading Hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Paul Marshall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 3, 2012 - Present

BRANDES INVESTMENT PARTNERS, LP

Office #1: 4275 Executive Sq. 5th Floor, La Jolla, CA, 92037

RIA

CRD#: 105404

La Jolla, CA

Current

July 29, 2024 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 4275 Executive Sq. 5th Floor, La Jolla, CA 92037

CRD#: 46106

La Jolla, CA

Past

September 1, 2015 - July 12, 2024

ALPS DISTRIBUTORS, INC.

CRD#: 16853

LA JOLLA, CA

Past

October 3, 2011 - August 31, 2015

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

June 24, 2010 - September 12, 2011

KCD FINANCIAL, INC.

CRD#: 127473

GREEN BAY, WI

Past

March 31, 2005 - June 23, 2010

WARNER BECK INCORPORATED

CRD#: 11076

SAN DIEGO, CA

Past

February 4, 2003 - April 7, 2005

FISERV INVESTOR SERVICES, INC.

CRD#: 34637

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRANDES INVESTMENT PARTNERS, LP

BRANDES INVESTMENT PARTNERS LLC | BRANDES INVESTMENT PARTNERS, LP

CRD#: 105404 / SEC#: 801-24896

RIA

Registered Investment Advisory firm - (8/8/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(12/3/2012)

California
(7/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/30/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/19/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/3/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/22/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BRANDES INVESTMENT PARTNERS, LP

BRANDES INVESTMENT PARTNERS LLC | BRANDES INVESTMENT PARTNERS, LP

CRD#: 105404 / SEC#: 801-24896

RIA

Registered Investment Advisory firm - (8/8/1985 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4275 Executive Square 5th Floor, La Jolla, CA, 92037

Mailing Address

Phone number

(858) 755-0239

Established

Firm type

Fiscal year end

# of Employees

143

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRANDES INVESTMENT PARTNERS, L.P. ADV PART 2A (11/18/2025)

Regulatory assets under management

Total Number of Accounts	10,588
AUM (Assets Under Management)	$ 26,686,881,169

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Neves

LPL FINANCIAL LLC

IAR

SAN DIEGO, CA

Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

IAR

San Diego, CA

Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

IAR

San Diego, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert P. Marshall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Paul Marshall's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

ALPS DISTRIBUTORS, INC.

QUASAR DISTRIBUTORS, LLC

KCD FINANCIAL, INC.

WARNER BECK INCORPORATED

FISERV INVESTOR SERVICES, INC.

Primary Firm SEC Registration

BRANDES INVESTMENT PARTNERS, LP

State Registrations and Notice Filings

Exams

Series 65

Date: 11/30/2012

Series 63

Date: 5/19/2003

SIE

Date: 10/1/2018

Series 7

Date: 2/3/2003

Series 24

Date: 8/22/2003

FINRA

Current Firm

BRANDES INVESTMENT PARTNERS, LP

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRANDES INVESTMENT PARTNERS, LP

TRUST BUT VERIFY

Similar Advisors