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ES

Eric L. Salzman

SWBC INVESTMENT SERVICES
San Antonio, TX 78216
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CRD#: 4604231
ES

Professional summary


Eric L Salzman, who also goes by Eric L. Salzman Mr., Eric L. Salzman, Eric Lawrence Salzman, is a registered financial professional currently at SWBC INVESTMENT SERVICES, LLC located in San Antonio, Texas.

Eric is registered as a RR (Registered Representative) and started their career in finance in 2003. Eric has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Eric L. Salzman Mr. | Eric L. Salzman | Eric Lawrence Salzman

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Eric L Salzman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 22, 2025 - Present

SWBC INVESTMENT SERVICES, LLC

Office #1: 9311 San Pedro, Ste 600, San Antonio, TX 78216
BD
CRD#: 133715
San Antonio, TX
Past

August 21, 2024 - October 20, 2025

CINCAP INVESTMENT GROUP, LLC

BD
CRD#: 118392
CINCINNATI, OH
Past

March 29, 2023 - August 1, 2024

BREAN CAPITAL, LLC

BD
CRD#: 23723
NEW YORK, NY
Past

September 14, 2015 - June 8, 2018

SWBC INVESTMENT SERVICES, LLC

BD
CRD#: 133715
SAN ANTONIO, TX
Past

May 15, 2014 - September 15, 2015

SCOTIA CAPITAL (USA) INC.

BD
CRD#: 2739
NEW YORK, NY
Past

November 12, 2010 - January 28, 2014

ADVISORS ASSET MANAGEMENT, INC.

BD
CRD#: 46727
MELVILLE, NY
Past

March 10, 2008 - June 10, 2008

BROADPOINT DESCAP

BD
CRD#: 14997
NEW YORK, NY
Past

May 22, 2006 - November 13, 2007

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

December 13, 2004 - April 4, 2006

BNP PARIBAS SECURITIES CORP.

BD
CRD#: 15794
NEW YORK, NY
Past

March 31, 2003 - July 24, 2003

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Maryland
(10/29/2025)
RR
Texas
(10/23/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 3/16/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


SI
SWBC INVESTMENT SERVICES, LLC
SWBC INVESTMENT SERVICES, LLC | SWBC WEALTH MANAGEMENT

CRD#: 133715 / SEC#: , 8-66764

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
9311 San Pedro, Ste 600, San Antonio, TX 78216
Mailing Address
9311 San Pedro, Ste 600, San Antonio, TX 78216
Phone number
(800) 527-0066
Established
Texas since 08/02/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (49 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SOUTHWEST BUSINESS CORPORATIONMEMBER
IRETA, ALEJANDRO GCHIEF OPERATING OFFICER5752503
RYKERT, DONALD SCOTTCEO/CCO2128744
SMITH, RYAN CHARLESDIRECTOR OF FINANCE - FINOP7015114

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SWBC INVESTMENT SERVICES, LLC

CRD#: 133715San Antonio, TX 78216

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