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FIRM PROFILE
Overview
SWBC INVESTMENT SERVICES, LLC is located at 9311 San Pedro, Ste 600, San Antonio, TX 78216 and was first established at Dallas, Texas in 08/02/2004. After operating for 21 years, SWBC INVESTMENT SERVICES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SWBC INVESTMENT SERVICES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. SWBC INVESTMENT SERVICES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SWBC INVESTMENT SERVICES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SWBC INVESTMENT SERVICES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SWBC INVESTMENT SERVICES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for SWBC INVESTMENT SERVICES, LLC Comes From
Understanding the Statistics for SWBC INVESTMENT SERVICES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
9311 San Pedro, Ste 600, San Antonio, TX 78216
9311 San Pedro, Ste 600, San Antonio, TX 78216
Small
(800) 527-0066
Texas since 08/02/2004
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
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Advisor's working at SWBC INVESTMENT SERVICES, LLC
Joan Higgins Cleveland
Jamie Lynn Wisecarver
Roger Adrian Versteeg
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