James L. Kusnierz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Larry Kusnierz was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2003. James had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2007 - June 20, 2019
QUEST CAPITAL STRATEGIES, INC.
September 20, 2007 - June 20, 2019
QUEST CAPITAL STRATEGIES, INC.
August 23, 2006 - October 2, 2007
B. RILEY WEALTH ADVISORS, INC.
February 23, 2006 - October 2, 2007
NATIONAL SECURITIES CORPORATION
November 10, 2005 - February 15, 2006
NATIONS FINANCIAL GROUP, INC.
November 16, 2004 - October 17, 2005
BROOKSTREET SECURITIES CORPORATION
March 9, 2004 - October 21, 2004
MML INVESTORS SERVICES, LLC
April 8, 2003 - October 28, 2003
BROOKSTREET SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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