CJ
Christine T. Julka
PINNACLE INVESTMENTS
Jamesville, NY
Some features on this profile are disabled
CRD#: 4603424
CJ
Professional summary
Christine Tracey Julka, who also goes by Christine Marie Tracey Ms, Christine Marie Tracey, is a registered financial advisor currently at PINNACLE INVESTMENTS, LLC located in Jamesville, New York.
Christine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Christine has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christine Marie Tracey Ms | Christine Marie Tracey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: ADVANTAGE DEALER INSURANCE, LLC. FOR PROFIT. INV REL: N ADD: 6601 CLAYMASTER DR, EAST SYRACUSE NY NATURE: HEALTH AND PROPERTY/CASUALTY INSURANCE POSITION: MANAGING PARTNER/BROKER START DATE: 8/2006 NO. HR/MO: 40
_______________________________________________________________
TRACEY ROAD EQUIPMENT. NON-INVESTMENT RELATED. 6803 MANLIUS CENTER ROAD, EAST SYRACUSE, NY 13057. NATURE OF BUSINESS: TRUCKING COMPANY. DIRECTOR OF MARKETING. 124 HRS PER MONTH. DUTIES: MARKETING WEBSITE, ORGANIZE TRADE SHOWS & EVENTS.
CRS (Client Relationship Summary) - RIA
Click below to view Christine Tracey Julka's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christine Tracey Julka's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 12, 2021 - Present
PINNACLE INVESTMENTS, LLC
RIA
BD
CRD#: 142910
Jamesville, NY
Current
September 14, 2017 - Present
PINNACLE INVESTMENTS, LLC
Office #1: 5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057RIA
BD
CRD#: 142910
East Syracuse, NY
Past
October 6, 2009 - April 7, 2016
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SYRACUSE, NY
Past
November 12, 2007 - May 18, 2009
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
EAST SYRACUSE, NY
Past
April 21, 2005 - July 31, 2007
NYLIFE SECURITIES LLC
BD
CRD#: 5167
E. SYRACUSE, NY
Past
January 9, 2003 - October 22, 2004
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PINNACLE INVESTMENTS, LLC
PINNACLE INVESTMENTS, LLC | PINNACLE INVESTMENTS,LLC | PINNACLE INVESTMENTS, LLC (SUCCESSOR)
CRD#: 142910 / SEC#: 801-67860, 8-67515
RIA
Registered Investment Advisory firm - SEC (5/18/2007 Approved)Arizona
Registered Investment Advisory firm - SEC (9/12/2018 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/2/2019 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(9/14/2017)
IAR
New York(4/12/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PINNACLE INVESTMENTS, LLC
PINNACLE INVESTMENTS, LLC | PINNACLE INVESTMENTS,LLC | PINNACLE INVESTMENTS, LLC (SUCCESSOR)
CRD#: 142910 / SEC#: 801-67860, 8-67515
RIA
Registered Investment Advisory firm - SEC (5/18/2007 Approved)Arizona
Registered Investment Advisory firm - SEC (9/12/2018 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/2/2019 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057
Mailing Address
5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057
Phone number
(315) 251-1101
Established
New York since 08/04/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
60
SEC notice filing (41 States and Territories)
FINRA licenses (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,860 |
| AUM (Assets Under Management) | $ 1,056,507,711 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 12/23/2024 | ||
| 03/27/2024 | ||
| 03/31/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
