William R. German
JMG FINANCIAL GROUP LTD
Downers Grove, IL 60515
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CRD#: 4603209
Professional summary
William Robert German, CFP® is a registered financial advisor currently at JMG FINANCIAL GROUP LTD located in Downers Grove, Illinois.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. William has worked at 2 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
What are your service offerings?
Employee and Employer Plan Ben...
Investment Planning
Comprehensive Financial Planni...
Estate Planning
Retirement Planning
Insurance Planning
Tax Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THE NAME OF THE BUSINESS IS 4G HOLDINGS, LLC. THE BUSINESS IS NOT INVESTMENT-RELATED. THE ADDRESS OF THE BUSINESS IS 316 N. PARK STREET, MILFORD, IL 60953. THE INVESTMENT PARTNERSHIP OWNS AND MANAGES FARM LAND. I AM THE TREASURER OF THE LLC. MY DUTIES INCLUDE THE MAINTENANCE OF THE FINANCIAL BOOKS AND RECORDS AND TO ASSIST IN THE EVALUATION OF FARMING RELATED LAND AND OPERATIONAL OPPORTUNITIES. THE START DATE OF MY RELATIONSHIP WITH THE OTHER BUSINESS WAS 2/28/2012. I DEVOTE APPROXIMATELY 2 HOURS PER MONTH TO THE OTHER BUSINESS, NONE OF WHICH ARE DURING SECURITIES TRADING HOURS.
THE NAME OF THE SECOND BUSINESS IS SRD, INC. THE BUSINESS IS NOT INVESTMENT-RELATED. THE ADDRESS OF THE BUSINESS IS 316 N. PARK STREET, MILFORD, IL 60953. THE CORPORATION OWNS AND OPERATES FARM LAND. I AM THE SECRETARY OF THE CORPORATION. MY DUTIES INCLUDE THE MAINTENANCE OF THE FINANCIAL BOOKS AND RECORDS AND TO ASSIST IN THE EVALUATION OF FARMING RELATED LAND AND OPERATIONAL OPPORTUNITIES. THE START DATE OF MY RELATIONSHIP WITH THE OTHER BUSINESS WAS 4/1/2016. I DEVOTE APPROXIMATELY 2 HOURS PER MONTH TO THE OTHER BUSINESS, NONE OF WHICH ARE DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view William Robert German's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
October 14, 2010 - Present
JMG FINANCIAL GROUP LTD
Office #1: 2001 Butterfield Road, Suite 1400, Downers Grove, IL 60515RIA
CRD#: 110302
Downers Grove, IL
Past
December 11, 2002 - September 9, 2003
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JMG FINANCIAL GROUP LTD
JMG FINANCIAL GROUP LTD
CRD#: 110302 / SEC#: 801-23526
RIA
Registered Investment Advisory firm - (2/13/1985 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(10/14/2010)
IAR
Texas(11/17/2016)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
JMG FINANCIAL GROUP LTD
JMG FINANCIAL GROUP LTD
CRD#: 110302 / SEC#: 801-23526
RIA
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Contact information
Main Address
2001 Butterfield Road, Suite 1400, Downers Grove, IL 60515
Mailing Address
Phone number
(630) 571-5252
Established
Firm type
Fiscal year end
# of Employees
96
SEC notice filing (37 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,763 |
| AUM (Assets Under Management) | $ 6,366,272,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/11/2024 | ||
| 11/20/2023 | ||
| 02/20/2023 |
Red Flags
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