Lorie R. Beers

CASCADIA CAPITAL

NEW YORK, NY 10022

CRD#: 4603151

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Professional summary

Lorie Rae Beers is a registered financial professional currently at CASCADIA CAPITAL, LLC located in New York, New York.

Lorie is registered as a RR (Registered Representative) and started their career in finance in 2006. Lorie has worked at 8 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lorie Rae Beers's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 27, 2026 - Present

CASCADIA CAPITAL, LLC

Office #1: 477 Madison Avenue 18th Floor, New York, NY 10022

CRD#: 101020

NEW YORK, NY

Past

February 1, 2023 - June 22, 2026

INTREPID INVESTMENT BANKERS LLC

CRD#: 154801

New York, NY

Past

September 2, 2015 - June 27, 2022

COWEN AND COMPANY

CRD#: 7616

NEW YORK, NY

Past

November 19, 2014 - September 2, 2015

STORMHARBOUR SECURITIES LP

CRD#: 35997

NEW YORK, NY

Past

November 18, 2013 - November 4, 2014

EIGHT PINES SECURITIES LLC

CRD#: 153794

CHICAGO, IL

Past

October 14, 2009 - June 12, 2013

SEABURY SECURITIES LLC

CRD#: 41916

NEW YORK, NY

Past

March 6, 2007 - September 30, 2009

KPMG CORPORATE FINANCE LLC

CRD#: 103973

NEW YORK, NY

Past

October 5, 2006 - February 1, 2007

GORDIAN GROUP, LLC

CRD#: 24034

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(5/27/2026)

Exams

State Security Law Exam

Series 63

Date: 10/25/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/4/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/3/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CASCADIA CAPITAL, LLC

CASCADIA CAPITAL SECURITIES INC. | CASCADIA CAPITAL, LLC | CASCADIA CAPITAL SECURITIES, LLC

CRD#: 101020 / SEC#: , 8-52064

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

920 5th Avenue Suite 1500, Seattle, WA 98104

Mailing Address

920 5th Avenue Suite 1500, Seattle, WA 98104

Phone number

(206) 436-2500

Established

Washington since 12/04/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (14 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CASCADIA CAPITAL HOLDINGS, L.L.C.	SOLE MEMBER
BUTLER, MICHAEL JOSEPH	CEO, DIR	1607507
HOFFMAN, MATTHEW THOMAS	CHIEF COMPLIANCE OFFICER	1144872
RHEE, LISA HAMMOND	CONTROLLER, FINOP	3251733

Disclosures

Regulatory Event

Red Flags

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Advisor Monitoring

Firm Stability Insights

Lorie R. Beers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lorie Rae Beers's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTREPID INVESTMENT BANKERS LLC

COWEN AND COMPANY

STORMHARBOUR SECURITIES LP

EIGHT PINES SECURITIES LLC

SEABURY SECURITIES LLC

KPMG CORPORATE FINANCE LLC

GORDIAN GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/25/2006

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/4/2006

Series 24

Date: 8/3/2007

FINRA

Current Firm

CASCADIA CAPITAL, LLC

Contact information

FINRA licenses (14 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CASCADIA CAPITAL, LLC

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