SB
Scott D. Blankenship
FORESIDE FUND SERVICES
Fort Lauderdale, FL 33301
Some features on this profile are disabled
CRD#: 4602783
SB
Professional summary
Scott David Blankenship, who also goes by Scott Blankenship, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Fort Lauderdale, Florida.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2002. Scott has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Scott Blankenship
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Scott David Blankenship's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 3, 2017 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 350 East Las Olas Boulevard 18th Floor, Fort Lauderdale, FL 33301BD
CRD#: 46106
Fort Lauderdale, FL
Past
May 23, 2013 - February 22, 2016
FORESIDE FUNDS DISTRIBUTORS LLC
BD
CRD#: 31334
DENVER, CO
Past
December 3, 2012 - May 7, 2013
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
BD
CRD#: 7834
NEW YORK, NY
Past
May 9, 2011 - December 4, 2012
DISTRIBUTION SERVICES, LLC
BD
CRD#: 25938
PORTLAND, ME
Past
January 22, 2008 - January 31, 2011
ALPS DISTRIBUTORS, INC.
BD
CRD#: 16853
DENVER, CO
Past
September 19, 2006 - January 2, 2008
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Past
November 13, 2002 - August 25, 2006
JANUS HENDERSON DISTRIBUTORS US LLC
BD
CRD#: 28832
DENVER, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/3/2017)
RR
Alaska(2/3/2017)
RR
Arizona(2/3/2017)
RR
Arkansas(2/3/2017)
RR
California(2/3/2017)
RR
Colorado(2/3/2017)
RR
Connecticut(2/3/2017)
RR
Delaware(2/3/2017)
RR
District of Columbia(2/3/2017)
RR
Florida(2/3/2017)
RR
Georgia(2/3/2017)
RR
Hawaii(2/3/2017)
RR
Idaho(2/3/2017)
RR
Illinois(2/3/2017)
RR
Indiana(2/3/2017)
RR
Iowa(2/3/2017)
RR
Kansas(2/3/2017)
RR
Kentucky(2/3/2017)
RR
Louisiana(2/3/2017)
RR
Maine(2/3/2017)
RR
Maryland(2/3/2017)
RR
Massachusetts(2/3/2017)
RR
Michigan(2/3/2017)
RR
Minnesota(2/3/2017)
RR
Mississippi(2/3/2017)
RR
Missouri(2/3/2017)
RR
Montana(2/3/2017)
RR
Nebraska(2/3/2017)
RR
Nevada(2/3/2017)
RR
New Hampshire(2/3/2017)
RR
New Jersey(2/3/2017)
RR
New Mexico(2/3/2017)
RR
New York(2/3/2017)
RR
North Carolina(2/3/2017)
RR
North Dakota(2/3/2017)
RR
Ohio(2/3/2017)
RR
Oklahoma(2/3/2017)
RR
Oregon(2/3/2017)
RR
Pennsylvania(2/3/2017)
RR
Puerto Rico(2/3/2017)
RR
Rhode Island(2/3/2017)
RR
South Carolina(2/3/2017)
RR
South Dakota(2/3/2017)
RR
Tennessee(2/20/2019)
RR
Texas(2/3/2017)
RR
Utah(2/3/2017)
RR
Vermont(2/3/2017)
RR
Virginia(2/3/2017)
RR
Washington(2/3/2017)
RR
West Virginia(2/3/2017)
RR
Wisconsin(2/3/2017)
RR
Wyoming(2/3/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FORESIDE FUND SERVICES, LLC
CRD#: 46106Fort Lauderdale, FL 33301TRUST BUT VERIFY
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