Mark W. Choate
Professional summary
Mark Wade Choate III, who also goes by Mark Wade Choate II, is a registered financial advisor currently at MALAGA COVE CAPITAL, LLC located in Palos Verdes Estates, California.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Mark has worked at 6 firms and has passed the Series 65, Series 63, PC, Series 7, Series 1 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Wade Choate III's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 4, 2008 - Present
MALAGA COVE CAPITAL, LLC
Office #1: 425 Via Corta Suite 303, Palos Verdes Estates, CA 90274July 31, 1993 - March 8, 2007
CITIGROUP GLOBAL MARKETS INC.
July 31, 1993 - March 8, 2007
CITIGROUP GLOBAL MARKETS INC.
November 22, 1977 - July 31, 1993
LEHMAN BROTHERS INC.
November 17, 1976 - November 22, 1977
SHEARSON HAYDEN STONE INC.
November 21, 1975 - November 17, 1976
SHEARSON HAYDEN STONE INC.
October 14, 1970 - February 25, 1971
DUPONT WALSTON, INCORPORATED
Primary Firm SEC Registration
MALAGA COVE CAPITAL, LLC
CRD#: 146959 / SEC#: 801-69102
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/4/2008)
Exams
PC
Date: 6/8/1977
AMEX Put and Call ExamSeries 1
Date: 10/10/1967
Registered Representative ExaminationSeries 8
Date: 9/2/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MALAGA COVE CAPITAL, LLC
CRD#: 146959 / SEC#: 801-69102
Contact information
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 467 |
| AUM (Assets Under Management) | $ 278,517,185 |
Red Flags
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