Pablo L. Gherardi

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CRD#: 4602689

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Pablo Leonel Gherardi, who also goes by Pablo Gherardi, was a registered financial professional .

Pablo is a previously registered financial professional and started their career in finance in 2003. Pablo had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Pablo Gherardi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RENTAL PROPERTY; INV-RELATED; MIAMI, FL; 50% OWNERSHIP; START: 08/02/2013; HOURS: 0 PER MONTH - 0 DURING TRADING; DUTIES: REAL ESTATE INVESTMENT TROPION CAPITAL PARTNERS Organization / Company Type * 2. Private ? If this affiliation is with a public company please enter the Symbol (Ticker) and exchange the company is listed on below: If you selected "Other" in Organization/Company Type above, please explain below: Title / Role * Advisory Board ? Anticipated Compensation * 0.00 ? ? Currency USD ? Start / Anticipated Date * 6/1/2023 ? End / Anticipated Date 6/1/2033 ? Nature / Description of the business: * PRIVATE EQUITY FUND DEDICATED TO INVEST IN MINORITY STAKES OF PROFESSIONAL SPORTS TEAMS FRANCHIZES Your responsibilities / activities:be a member of the advisory board, to give advise to the founding partners and limited partners on their duties. Total hours per month devoted to other organization, entity or business during nonbusiness hours: * 1 Total hours per month devoted to other organization, entity or business during business / security trading hours: * 3 hours aprox per Board ( quarterly) Is the business investment-related? * No ? Is this business in your coverage sector industry? * No ? Address of the other business: * tropion.com To the best of your knowledge, is there a brokerage account affiliated with the entity? * No ? If yes, can you effect any of the trading or transactions within the account? Have you been asked to take on this role in connection with your role at the Firm? * No ? If yes, please explain: Is the entity a client or potential client of the Firm or of an affiliated entity of the Firm? * No ? To the best of your knowledge, is the entity a vendor of the firm or of an affiliated entity of the firm? * No ? To the best of your knowledge, is the entity potentially a target, competitor, or affiliate of a Firm client or a client of affiliates of the Firm? * No ? To the best of your knowledge, do you know of any conflicts or potential conflicts with the entity and the Firm or with an affiliate of the Firm? No WELWAZE MEDICAL INC ( www.welwaze.com)2. PrivateAdvisory Board

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 5, 2023 - December 6, 2024

JEFFERIES INVESTMENT ADVISERS LLC

RIA

CRD#: 325421

Miami, FL

Past

August 18, 2017 - August 14, 2023

LEUCADIA ASSET MANAGEMENT LLC

RIA

CRD#: 121767

MIAMI, FL

Past

May 5, 2017 - December 6, 2024

JEFFERIES LLC

CRD#: 2347

Miami, FL

Past

May 4, 2009 - December 8, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MIAMI, FL

Past

July 1, 2003 - December 8, 2016

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MIAMI, FL

Past

March 27, 2003 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JEFFERIES INVESTMENT ADVISERS LLC

CRD#: 325421 / SEC#: 801-127656

RIA

Registered Investment Advisory firm - (4/20/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/31/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/3/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 4/3/2004

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/8/2003

General Securities Representative Examination

Current Firm

JEFFERIES INVESTMENT ADVISERS LLC

CRD#: 325421 / SEC#: 801-127656

RIA

Registered Investment Advisory firm - (4/20/2023 Approved)

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Contact information

Main Address

520 Madison Avenue, New York, NY 10022

Mailing Address

Phone number

(212) 284-2300

Established

Firm type

Fiscal year end

# of Employees

135

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JEFFERIES INVESTMENT ADVISERS LLC - WRAP FEE BROCHURE (2/27/2025)

JEFFERIES INVESTMENT ADVISERS LLC - 2025 FINANCIAL PLANNING SERVICES BROCHURE (2/27/2025)

Regulatory assets under management

Total Number of Accounts	2,081
AUM (Assets Under Management)	$ 3,402,872,417

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Pablo L. Gherardi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LEUCADIA ASSET MANAGEMENT LLC

JEFFERIES LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

JEFFERIES INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/31/2008

Series 63

Date: 4/3/2004

SIE

Date: 10/1/2018

Series 3

Date: 4/3/2004

Series 7

Date: 3/8/2003

Current Firm

JEFFERIES INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JEFFERIES INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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