CP
Christopher A. Pierce
TRUIST ADVISORY SERVICES
ALPHARETTA, GA 30009
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CRD#: 4602519
CP
Professional summary
Christopher Allen Pierce is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Alpharetta, Georgia and TRUIST INVESTMENT SERVICES, INC. located in Richmond, Virginia.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Christopher has worked at 3 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Allen Pierce's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 20, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 2520 Northwinds Pkwy Fl 4, Alpharetta, GA 30009RIA
CRD#: 283390
ALPHARETTA, GA
Current
July 28, 2015 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1001 Semmes Ave Fl 3, Richmond, VA 23224BD
CRD#: 17499
Richmond, VA
Past
August 10, 2015 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
ALPHARETTA, GA
Past
August 20, 2012 - July 31, 2015
BARCLAYS CAPITAL INC.
RIA
CRD#: 19714
ATLANTA, GA
Past
August 17, 2012 - July 31, 2015
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
ATLANTA, GA
Past
January 24, 2003 - August 21, 2012
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
ALPHARETTA, GA
Past
November 26, 2002 - August 21, 2012
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
ALPHARETTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/28/2015)
RR
Alaska(4/14/2021)
RR
Arizona(7/28/2015)
RR
Arkansas(4/14/2021)
RR
California(7/28/2015)
RR
Colorado(7/28/2015)
RR
Connecticut(2/5/2018)
RR
Delaware(2/5/2018)
RR
District of Columbia(2/5/2018)
RR
Florida(7/28/2015)
RR
Georgia(7/28/2015)
IAR
Georgia(9/20/2016)
RR
Hawaii(4/14/2021)
RR
Idaho(4/14/2021)
RR
Illinois(2/5/2018)
RR
Indiana(4/14/2021)
RR
Iowa(2/5/2018)
RR
Kansas(2/5/2018)
RR
Kentucky(2/5/2018)
RR
Louisiana(7/28/2015)
RR
Maine(2/5/2018)
RR
Maryland(2/5/2018)
RR
Massachusetts(4/14/2021)
RR
Michigan(2/5/2018)
RR
Minnesota(4/14/2021)
RR
Mississippi(7/28/2015)
RR
Missouri(2/5/2018)
RR
Montana(2/5/2018)
RR
Nebraska(4/14/2021)
RR
Nevada(4/14/2021)
RR
New Hampshire(2/5/2018)
RR
New Jersey(1/12/2016)
RR
New Mexico(11/3/2020)
RR
New York(7/28/2015)
RR
North Carolina(7/31/2015)
RR
North Dakota(4/14/2021)
RR
Ohio(4/14/2021)
RR
Oklahoma(7/28/2015)
RR
Oregon(2/5/2018)
RR
Pennsylvania(4/14/2021)
RR
Puerto Rico(2/5/2018)
RR
Rhode Island(4/14/2021)
RR
South Carolina(7/28/2015)
RR
South Dakota(4/14/2021)
RR
Tennessee(8/11/2015)
RR
Texas(2/23/2016)
RR
Utah(4/14/2021)
RR
Vermont(4/14/2021)
RR
Virgin Islands(4/14/2021)
RR
Virginia(7/28/2015)
RR
Washington(2/5/2018)
RR
West Virginia(4/14/2021)
RR
Wisconsin(4/14/2021)
RR
Wyoming(4/14/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
