David M. Choukroun
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Michael Choukroun, who also goes by Dave Choukroun, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2002. David had worked at 9 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2010 - January 31, 2012
MERCATOR ASSOCIATES, LLC
November 13, 2009 - February 4, 2010
TOUSSAINT CAPITAL PARTNERS, LLC
August 22, 2008 - November 3, 2009
PUMA CAPITAL, LLC
September 18, 2006 - January 2, 2008
FAGENSON & CO., INC.
December 20, 2005 - June 20, 2006
LADENBURG THALMANN & CO. INC.
July 8, 2003 - December 2, 2005
HILL THOMPSON MAGID & CO., INC.
May 8, 2003 - June 17, 2003
METROPOLITAN LIFE INSURANCE COMPANY
May 8, 2003 - June 17, 2003
MSI FINANCIAL SERVICES, INC.
November 4, 2002 - January 14, 2003
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/26/2003
Limited Representative-Equity Trader ExamCurrent Firm
MERCATOR ASSOCIATES, LLC
CRD#: 112903 / SEC#: , 8-53274
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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