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David Michael Choukroun

CRD# 4602500·Registered 2002 - 2012
Previously Registered: Being a previously registered professional could mean that David is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

David Michael Choukroun, who also goes by Dave Choukroun, was a registered financial advisor. David was a previously registered financial professional and started their career in finance 2002 - 2012. David had worked at 9 firms and has passed the Series 63, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dave Choukroun

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

MERCATOR ASSOCIATES, LLC·CRD# 112903
BD
New York, NY
March 23, 2010 - January 31, 2012
TOUSSAINT CAPITAL PARTNERS, LLC·CRD# 130290
BD
Freehold, NJ
November 13, 2009 - February 4, 2010
PUMA CAPITAL, LLC·CRD# 146744
BD
New York, NY
August 22, 2008 - November 3, 2009
FAGENSON & CO., INC.·CRD# 1781
BD
New York, NY
September 18, 2006 - January 2, 2008
LADENBURG THALMANN & CO. INC.·CRD# 505
BD
New York, NY
December 20, 2005 - June 20, 2006
HILL THOMPSON MAGID & CO., INC.·CRD# 2202
BD
Jersey City, NJ
July 8, 2003 - December 2, 2005
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
May 8, 2003 - June 17, 2003
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
May 8, 2003 - June 17, 2003
CONTINENTAL BROKER-DEALER CORP.·CRD# 14048
BD
Carle Place, NY
November 4, 2002 - January 14, 2003

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Current Firm

MA
MERCATOR ASSOCIATES, LLC

MERCATOR ASSOCIATES, LLC

CRD#: 112903 / SEC#: 8-53274
BD
Terminated by SEC on 12/29/2015

Contact Information

Established

Delaware since 04/11/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BUTTAR, GURTERATH MANNI SINGHFINOP4511978
LENTINI, FABRIZIO DAVIDPRESIDENT, CEO, CCO AND SROP2392695

Disclosures

Regulatory Event

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2003About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Sep 2003

Series 7 — General Securities Representative Examination

Passed Nov 2002About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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