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Fabrizio David Lentini

CRD# 2392695·Registered 1993 - 2015
Previously Registered: Being a previously registered professional could mean that Fabrizio is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Fabrizio David Lentini was a registered financial advisor. Fabrizio was a previously registered financial professional and started their career in finance 1993 - 2015. Fabrizio had worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

MERCATOR ASSOCIATES, LLC·CRD# 112903
BD
Toronto
November 7, 2007 - October 30, 2015
HAMPTON SECURITIES (USA), INC.·CRD# 46816
BD
Toronto
February 13, 2001 - November 7, 2007
INTESA SANPAOLO IMI SECURITIES CORP.·CRD# 19418
BD
New York, NY
March 24, 2000 - January 31, 2001
HAPOALIM SECURITIES USA, INC.·CRD# 266
BD
New York, NY
March 21, 2000 - March 24, 2000
INTESA SANPAOLO IMI SECURITIES CORP.·CRD# 19418
BD
New York, NY
December 20, 1999 - March 22, 2000
PACIFIC AMERICAN SECURITIES, LLC·CRD# 42999
BD
San Diego, CA
June 28, 1999 - December 17, 1999
ZA ASSOCIATES, INC.·CRD# 7850
BD
Morristown, NJ
September 20, 1997 - June 28, 1999
SHARPE CAPITAL, INC.·CRD# 18452
BD
New York, NY
October 25, 1994 - August 27, 1997
LAIDLAW GLOBAL SECURITIES, INC.·CRD# 19018
BD
New York, NY
April 6, 1994 - October 14, 1994
BLUESTONE CAPITAL CORP.·CRD# 13516
BD
New York, NY
October 14, 1993 - April 4, 1994

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Current Firm

MA
MERCATOR ASSOCIATES, LLC

MERCATOR ASSOCIATES, LLC

CRD#: 112903 / SEC#: 8-53274
BD
Terminated by SEC on 12/29/2015

Contact Information

Established

Delaware since 04/11/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BUTTAR, GURTERATH MANNI SINGHFINOP4511978
LENTINI, FABRIZIO DAVIDPRESIDENT, CEO, CCO AND SROP2392695

Disclosures

Regulatory Event

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2015About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2000

Series 7 — General Securities Representative Examination

Passed Oct 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2000About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Dec 1993About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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