JR
Javier A. Rodriguez
STONECREST ADVISORS
San Juan, PR 00907
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CRD#: 4601978
JR
Professional summary
Javier Anibal Rodriguez, who also goes by Javier Rodriguez, Javier A Rodriguez Figueroa, Javier Anibal Rodriguez Figueroa, is a registered financial advisor currently at STONECREST ADVISORS, INC. located in San Juan, and STONECREST CAPITAL MARKETS, INC. located in San Juan, .
Javier is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Javier has worked at 4 firms and has passed the Series 66, Series 52TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Javier Rodriguez | Javier A Rodriguez Figueroa | Javier Anibal Rodriguez Figueroa
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Javier Anibal Rodriguez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 13, 2025 - Present
STONECREST ADVISORS, INC.
Office #1: 1369 Ashford Ave, San Juan, PR 00907RIA
CRD#: 142095
San Juan, PR
Current
November 11, 2025 - Present
STONECREST CAPITAL MARKETS, INC.
Office #1: 1369 Ashford Avenue Ac Hotel Mezzanine Level, San Juan, PR 00907BD
CRD#: 39616
SAN JUAN, PR
Past
May 30, 2018 - March 12, 2025
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
HATO REY, PR
Past
December 5, 2002 - October 19, 2021
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
BD
CRD#: 13042
HATO REY, PR
Past
December 5, 2002 - March 12, 2025
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STONECREST ADVISORS, INC.
ASHTON STEWART WEALTH MANAGEMENT INC. | STONECREST PARTNERS | STONECREST ADVISORS, INC. | SCHILD INVESTMENT ADVISORS, INC. | REDWINE & COMPANY INC | BHS ADVISORY GROUP INC.
CRD#: 142095 / SEC#: 801-128386
RIA
Registered Investment Advisory firm - (7/21/2023 Approved)California
Registered Investment Advisory firm - (6/7/2019 Terminated)District of Columbia
Registered Investment Advisory firm - (8/7/2023 Terminated)Florida
Registered Investment Advisory firm - (8/7/2023 Terminated)New Jersey
Registered Investment Advisory firm - (8/10/2023 Terminated)New York
Registered Investment Advisory firm - (8/7/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/7/2023 Terminated)Puerto Rico
Registered Investment Advisory firm - (8/7/2023 Terminated)Texas
Registered Investment Advisory firm - (8/7/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/18/2025)
RR
Florida(11/18/2025)
RR
Illinois(11/18/2025)
RR
Kansas(11/18/2025)
RR
Louisiana(11/18/2025)
RR
New York(11/18/2025)
RR
Pennsylvania(11/18/2025)
RR
Puerto Rico(11/11/2025)
IAR
Puerto Rico(11/13/2025)
RR
South Carolina(11/18/2025)
RR
Tennessee(11/18/2025)
RR
Texas(11/18/2025)
RR
Virgin Islands(11/18/2025)
RR
Washington(11/18/2025)
RR
Wisconsin(11/18/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 11/11/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
STONECREST ADVISORS, INC.
ASHTON STEWART WEALTH MANAGEMENT INC. | STONECREST PARTNERS | STONECREST ADVISORS, INC. | SCHILD INVESTMENT ADVISORS, INC. | REDWINE & COMPANY INC | BHS ADVISORY GROUP INC.
CRD#: 142095 / SEC#: 801-128386
RIA
Registered Investment Advisory firm - (7/21/2023 Approved)California
Registered Investment Advisory firm - (6/7/2019 Terminated)District of Columbia
Registered Investment Advisory firm - (8/7/2023 Terminated)Florida
Registered Investment Advisory firm - (8/7/2023 Terminated)New Jersey
Registered Investment Advisory firm - (8/10/2023 Terminated)New York
Registered Investment Advisory firm - (8/7/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/7/2023 Terminated)Puerto Rico
Registered Investment Advisory firm - (8/7/2023 Terminated)Texas
Registered Investment Advisory firm - (8/7/2023 Terminated)PREMIUM
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Contact information
Main Address
300 West 6th Street Suite 1550, Austin, TX 78701-4666
Mailing Address
Phone number
(866) 342-1069
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 383 |
| AUM (Assets Under Management) | $ 155,297,658 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STONECREST ADVISORS, INC.
CRD#: 142095San Juan, PR 00907TRUST BUT VERIFY
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