Bryant J. Shurn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryant Jermain Shurn, who also goes by Bryant J Shurn, Bryant Jermain Shurn, was a registered financial professional .
Bryant is a previously registered financial professional and started their career in finance in 2002. Bryant had worked at 11 firms and has passed the Series 66, Series 63, Series 31, SIE, Series 7, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2024 - January 13, 2026
RAYMOND JAMES & ASSOCIATES, INC.
September 5, 2024 - January 13, 2026
RAYMOND JAMES & ASSOCIATES, INC.
December 2, 2019 - September 20, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 27, 2019 - September 20, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 25, 2018 - October 7, 2019
WELLS FARGO CLEARING SERVICES, LLC
July 24, 2018 - October 7, 2019
WELLS FARGO CLEARING SERVICES, LLC
March 20, 2014 - March 7, 2018
SCOTTRADE INVESTMENT MANAGEMENT
November 4, 2013 - March 7, 2018
SCOTTRADE, INC.
February 4, 2010 - October 21, 2013
TD AMERITRADE, INC.
February 4, 2010 - October 21, 2013
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 4, 2010 - October 21, 2013
TD AMERITRADE, INC.
January 14, 2009 - January 5, 2010
STRATEGIC ADVISERS LLC
June 26, 2006 - January 4, 2010
FIDELITY BROKERAGE SERVICES LLC
January 11, 2005 - May 9, 2006
TD AMERITRADE, INC.
January 3, 2003 - February 27, 2003
OPPENHEIMER & CO. INC.
October 31, 2002 - December 18, 2002
PHD CAPITAL
Primary Firm SEC Registration
RAYMOND JAMES & ASSOCIATES, INC.
CRD#: 705 / SEC#: 801-10418, 8-10999
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES & ASSOCIATES, INC.
CRD#: 705 / SEC#: 801-10418, 8-10999
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES FINANCIAL, INC. | HOLDING COMPANY | |
| BARKO, SHAWN JOSEPH | CHIEF COMPLIANCE OFFICER | 2690394 |
| BUNN, JAMES | DIRECTOR | 3130320 |
| CURTIS, SCOTT | DIRECTOR | 1707935 |
| DELEON, ALLYSSA NICOLE | PRINCIPAL FINANCIAL OFFICER / FINOP | 6902665 |
| ELWYN, TASHTEGO SPRING | PRESIDENT - CHIEF EXECUTIVE OFFICER DIRECTOR | 2319098 |
| KONEFAL, RICHARD EUGENE | DIRECTOR | 2431960 |
| MARTIN, PHILIP ROGER | RIA CHIEF COMPLIANCE OFFICER | 2613565 |
| RUST, KEITH G | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 5915636 |
| SANTELLI, JONATHAN | GENERAL COUNSEL / SECRETARY | 6306997 |
| SICKLING, JAMES PHILIP | DIRECTOR | 1240810 |
Regulatory assets under management
| Total Number of Accounts | 1,143,145 |
| AUM (Assets Under Management) | $ 500,955,604,975 |
Disclosures
| Regulatory Event | 181 |
| Arbitration | 72 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
