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KF

Keith S. Foe

CETERA INVESTMENT ADVISERS LLC
Skokie, IL 60077
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CRD#: 4600999
KF

Professional summary


Keith Sansone Foe, CFA, CFP®, who also goes by Keith S Foe, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Skokie, Illinois and CETERA ADVISORS LLC located in Sandpoint, Idaho.

Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Keith has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Keith S Foe

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: RENTAL PROPERTY; INVESTMENT RELATED: NO; ADDRESS: 14026 WALLINGFORD AVE N, SEATTLE, WA 98133; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 08/2004; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: RENTAL; 2. NAME OF OTHER BUSINESS: RENTAL PROPERTY; INVESTMENT RELATED: NO; ADDRESS: 8549 E VISTA DRIVE, SCOTTSDALE, AZ 85250; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 08/2017; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: OWNER, NO ACTIVE INVOLVEMENT; 3. NAME OF OTHER BUSINESS: RENTAL PROPERTY; INVESTMENT RELATED: NO; ADDRESS: 3002 N 70TH STREET, SCOTTSDALE, AZ 85251 NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 08/2017; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: OWNER; 4. NAME OF OTHER BUSINESS: NORTH SEATTLE COLLEGE; INVESTMENT RELATED: NO; ADDRESS: 9600 COLLEGE WAY NORTH, SEATTLE, WA 98103; NATURE OF BUSINESS: TEACHING; START DATE: 06/2005; POSITION/TITLE/RELATIONSHIP: INSTRUCTOR; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: TEACH ACCOUNTING CLASSES; 5. NAME OF OTHER BUSINESS: KEITH FOE, INC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: OWNERSHIP INTEREST IN ANDERSON, KENT, FOE, MADSEN, LLC; START DATE:01/2016; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: FILE S CORP TAXES; 6. NAME OF OTHER BUSINESS: ANDERSON, FOE, KENT, MADSEN & ASSOCIATES, LLC DBA PILLAR FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL PLANNING / INVESTMENT ADVICE; START DATE: 01/2012; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: WEALTH MANAGEMENT, FINANCIAL ADVICE;

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Keith Sansone Foe's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA
CFP®

Start date: 2007

Experience


Current

September 3, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 5250 Old Orchard Rd Suite 300, Skokie, IL 60077Office #2: 515 Pine St Ste D, Sandpoint, ID 83864Office #3: 9 Tenth St, Priest River, ID 83856Office #5: 1420 5th Ave Suite 3150, Seattle, WA 98101
RIA
CRD#: 105644
Skokie, IL
Current

September 2, 2025 - Present

CETERA ADVISORS LLC

Office #1: 515 Pine Street, Suite D, Sandpoint, ID 83864Office #2: 9 Tenth St, Priest River, ID 83856Office #3: 5250 Old Orchard Rd Suite 300, Skokie, IL 60077Office #4: 1420 Fifth Ave, Suite 2625, Seattle, WA 98101
BD
CRD#: 10299
Sandpoint, ID
Past

November 29, 2005 - September 14, 2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
SEATTLE, WA
Past

January 27, 2003 - September 3, 2025

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
SEATTLE, WA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(9/2/2025)
RR
Arizona
(9/2/2025)
RR
California
(9/2/2025)
RR
Colorado
(9/2/2025)
RR
Delaware
(9/2/2025)
RR
Florida
(9/2/2025)
RR
Georgia
(9/2/2025)
RR
Idaho
(9/2/2025)
IAR
Idaho
(9/3/2025)
RR
Illinois
(9/2/2025)
IAR
Illinois
(9/9/2025)
RR
Iowa
(9/2/2025)
RR
Kentucky
(9/2/2025)
RR
Maryland
(9/2/2025)
RR
Michigan
(9/2/2025)
RR
Minnesota
(9/2/2025)
RR
Montana
(9/2/2025)
RR
Oregon
(9/2/2025)
RR
Pennsylvania
(9/2/2025)
RR
Texas
(9/2/2025)
IAR
Texas
(9/9/2025)
RR
Virginia
(9/2/2025)
RR
Washington
(9/4/2025)
IAR
Washington
(9/9/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 9/13/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information


Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management


Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
12/13/2024
09/26/2023
11/18/2022

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Skokie, IL 60077

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