Daniel Petersen
Professional summary
Daniel Petersen, who also goes by Daniel J Petersen, Daniel Jason Petersen, is a registered financial professional currently at ALLIANCEBERNSTEIN INVESTMENTS, INC. located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2003. Daniel has worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Petersen's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 21, 2025 - Present
ALLIANCEBERNSTEIN INVESTMENTS, INC.
Office #1: 66 Hudson Boulevard E, New York, NY 10001April 15, 2015 - May 22, 2025
NYLIFE DISTRIBUTORS LLC
January 2, 2013 - April 17, 2015
ALPS DISTRIBUTORS, INC.
May 16, 2011 - December 10, 2012
VOYA FINANCIAL ADVISORS, INC.
May 12, 2011 - December 10, 2012
VOYA FINANCIAL ADVISORS, INC.
March 16, 2010 - May 25, 2011
TD AMERITRADE, INC.
March 16, 2010 - May 25, 2011
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
March 16, 2010 - May 25, 2011
TD AMERITRADE, INC.
May 29, 2007 - March 24, 2010
CITIGROUP GLOBAL MARKETS INC.
June 24, 2005 - May 29, 2007
CITICORP INVESTMENT SERVICES
April 12, 2004 - June 17, 2005
EQUITABLE ADVISORS, LLC
July 23, 2003 - April 5, 2004
METROPOLITAN LIFE INSURANCE COMPANY
July 23, 2003 - April 5, 2004
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
ALLIANCEBERNSTEIN INVESTMENTS, INC.
CRD#: 14549 / SEC#: , 8-30851
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANCEBERNSTEIN CORPORATION OF DELAWARE ("ABCD") | PARENT OF REGISTRANT | |
| ARCHARD, NOEL CHRISTIAN | HEAD OF ETF AND PORTFOLIO SOLUTIONS | 2563745 |
| GESSNER, MARK ANDREW | CHIEF EXECUTIVE OFFICER | 2447287 |
| KRUEGER, GARY MICHAEL | DIRECTOR, CHIEF FINANCIAL OFFICER | 2840211 |
| MANLEY, MARK RANDALL | DIRECTOR AND CORPORATE SECRETARY | 1294370 |
| WRIGHT, DANIEL EUGENE | CHIEF COMPLIANCE OFFICER | 2204732 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
