Marisol Samperio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marisol Samperio was a registered financial professional .
Marisol is a previously registered financial professional and started their career in finance in 2006. Marisol had worked at 4 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2014 - September 8, 2015
RS FUNDS DISTRIBUTOR LLC
May 24, 2013 - June 2, 2014
GUARDIAN INVESTOR SERVICES LLC
September 28, 2012 - February 28, 2013
BLACKROCK INVESTMENTS, LLC
December 8, 2006 - November 7, 2012
BLACKROCK EXECUTION SERVICES
State Registrations and Notice Filings
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Exams
Current Firm
RS FUNDS DISTRIBUTOR LLC
CRD#: 165753 / SEC#: , 8-69182
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
