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Samantha Lynn Williams

Samantha L. Williams

STRATEGIC ADVISERS LLC | Financial Consultant
MARINA, CA
Some features on this profile are disabled
CRD#: 4600655
Samantha Lynn Williams

Professional summary

Samantha Lynn Williams, CFP®, who also goes by Samantha Lynn Williams, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Marina, California and FIDELITY BROKERAGE SERVICES LLC located in Campbell, California.

Samantha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Samantha has worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 10, Series 9, Series 4 and Series 24 exams.

Biography

My mission is to nurture long-term relationships with my clients and their families that are built on trust, motivated by their unique experience and goals, and developed collaboratively via a holistic financial plan.
top-8-questions

Question & Answer

What are your service offerings?
Retirement Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes

Aliases

Samantha Lynn Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samantha Lynn Williams's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2020

Education

University of Colorado

Bachelor of Arts (BA) - History

2001

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 851 East Hamilton Ave Ste 100, Campbell, CA 95008-0600
RIA
CRD#: 104555
MARINA, CA
Current

December 13, 2011 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 851 East Hamilton Ave., Ste 100, Campbell, CA 95008
BD
CRD#: 7784
CAMPBELL, CA
Past

July 13, 2018 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
CAMPBELL, CA
Past

September 3, 2012 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
MONTEREY, CA
Past

April 12, 2010 - July 27, 2011

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
SEASIDE, CA
Past

June 27, 2003 - May 11, 2009

E*TRADE SECURITIES LLC

BD
CRD#: 29106
CARMEL, CA
Past

January 8, 2003 - May 9, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
ROSEVILLE, CA
Past

December 20, 2002 - May 9, 2003

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

December 20, 2002 - May 9, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(8/9/2017)
RR
California
(12/13/2011)
IAR
California
(3/31/2025)
RR
Colorado
(2/8/2022)
RR
District of Columbia
(10/25/2022)
RR
Florida
(8/9/2017)
RR
Hawaii
(8/9/2017)
RR
Illinois
(8/9/2017)
RR
Maine
(7/12/2018)
RR
Massachusetts
(8/9/2017)
RR
New York
(6/20/2023)
RR
North Carolina
(3/2/2024)
RR
Texas
(2/18/2022)
IAR
Texas
(3/31/2025)
RR
Utah
(8/9/2017)
RR
Virgin Islands
(6/1/2022)
RR
Virginia
(3/2/2024)
RR
Washington
(4/11/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/1/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/19/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 6/6/2012
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 6/4/2012
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 4
Date: 11/18/2005
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/29/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Financial ConsultantCRD#: 104555Marina, CA

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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