PS
Preston W. Snow
AVIDIAN WEALTH SOLUTIONS
Houston, TX 77428
Some features on this profile are disabled
CRD#: 4600344
PS
Professional summary
Preston William Snow, CFP®, who also goes by Preston Snow, is a registered financial advisor currently at AVIDIAN WEALTH SOLUTIONS located in Houston, Texas and PURSHE KAPLAN STERLING INVESTMENTS located in Sugar Land, Texas.
Preston is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Preston has worked at 4 firms and has passed the Series 66, Series 99TO, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Preston Snow
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Avidian Wealth Management, formerly named STA Wealth Management, LLC. Investment Related. 13131 Dairy Ashford, Sugarland TX 77479. RIA. Partner. 10/2018. 160 hours per week during trading. IAR. 2. Avidian Insurance Agency, formerly named STA Insurance Agency, LLC. Non-investment related. 800 Town and Country Blvd, Suite 410. Houston TX. Fixed Insurance. Agent. 10/2018. 10 hours per week during trading. Fixed insurance product sales. 3. PNPR Interest, LLC; Non-Investment Related; 1802 Oak Shade Dr., Sugarland, TX 77479; Farm and Ranch; Title - Owner; Start - 7/2021; 2 Hrs/Mth; 0 During Securities Trading Hours; Oversight of Farm & Ranch Activities
CRS (Client Relationship Summary) - RIA
Click below to view Preston William Snow's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
October 11, 2018 - Present
AVIDIAN WEALTH SOLUTIONS
Office #1: 13131 Dairy Ashford Suite 150, Houston, TX 77428RIA
CRD#: 127186
Houston, TX
Current
October 30, 2018 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 13131 Dairy Ashford Suite 150, Sugar Land, TX 77478BD
CRD#: 35747
Sugar Land, TX
Past
October 1, 2012 - October 19, 2018
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
SUGAR LAND, TX
Past
October 1, 2012 - October 19, 2018
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
SUGAR LAND, TX
Past
April 10, 2003 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
SUGARLAND, TX
Past
November 12, 2002 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
SUGARLAND, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AVIDIAN WEALTH SOLUTIONS
AVIDIAN WEALTH ENTERPRISES, LLC | STREETTALK ADVISORS, L.L.C. | STA WEALTH MANAGEMENT, LLC | STA WEALTH MANAGEMENT | STA WEALTH ADVISORS LLC | AVIDIAN WEALTH SOLUTIONS, LLC | AVIDIAN WEALTH SOLUTIONS
CRD#: 127186 / SEC#: 801-64386
RIA
Registered Investment Advisory firm - (5/19/2005 Approved)Texas
Registered Investment Advisory firm - (6/2/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/7/2020)
IAR
Texas(10/11/2018)
RR
Texas(10/30/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
AVIDIAN WEALTH SOLUTIONS
AVIDIAN WEALTH ENTERPRISES, LLC | STREETTALK ADVISORS, L.L.C. | STA WEALTH MANAGEMENT, LLC | STA WEALTH MANAGEMENT | STA WEALTH ADVISORS LLC | AVIDIAN WEALTH SOLUTIONS, LLC | AVIDIAN WEALTH SOLUTIONS
CRD#: 127186 / SEC#: 801-64386
RIA
Registered Investment Advisory firm - (5/19/2005 Approved)Texas
Registered Investment Advisory firm - (6/2/2005 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
800 Town & Country Blvd Ste 410 And Ste 220, Houston, TX 77024
Mailing Address
Phone number
(281) 822-8800
Established
Firm type
Fiscal year end
# of Employees
51
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,742 |
| AUM (Assets Under Management) | $ 3,994,927,750 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2025 | ||
| 01/02/2025 | ||
| 09/27/2024 | ||
| 01/31/2024 | ||
| 01/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
