SP
Shawn M. Porter
ASHTON THOMAS PRIVATE WEALTH
Caspter, WY 82601
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CRD#: 4600113
SP
Professional summary
Shawn Michael Porter, CFP® is a registered financial advisor currently at ASHTON THOMAS PRIVATE WEALTH located in Caspter, Wyoming.
Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Shawn has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Education Planning
Business Succession Planning
Employee and Employer Plan Ben...
Insurance Planning
Investment Planning
Comprehensive Financial Planni...
Estate Planning
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/29/2016 - PORTER FAMILY IRREVOCABLE TRUST/ ACT IN A FIDUCIARY CAPACITY/ 5%/ EVANSVILLE, WY
CRS (Client Relationship Summary) - RIA
Click below to view Shawn Michael Porter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
August 10, 2023 - Present
ASHTON THOMAS PRIVATE WEALTH
Office #1: 109 E. 2nd Street, Caspter, WY 82601RIA
CRD#: 153902
Caspter, WY
Past
August 7, 2017 - August 22, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
CASPER, WY
Past
November 29, 2016 - August 22, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
CASPER, WY
Past
December 13, 2006 - November 29, 2016
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
CASPER, WY
Past
January 2, 2003 - December 15, 2006
FINTEGRA, LLC
BD
CRD#: 16741
CASPER, WY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AT
ASHTON THOMAS PRIVATE WEALTH
AMPLIFY PLATFORM | SECOND 50 FINANCIAL | NORTE ADVISORS, LLC | MILL STREET FINANCIAL | JAY R. PENNEY, LLC | GENTRY WEALTH MANAGEMENT | GENTRY ASSET ADVISORY LLC | FORGE PRIVATE WEALTH | CAMPBELL PRIVATE WEALTH MANAGEMENT | ASHTON THOMAS PRIVATE WEALTH, LLC | ASHTON THOMAS PRIVATE WEALTH | ASHTON THOMAS
CRD#: 153902 / SEC#: 801-71512
RIA
Registered Investment Advisory firm - (6/15/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(8/11/2023)
IAR
Louisiana(12/23/2024)
IAR
Nebraska(12/1/2023)
IAR
Oregon(8/29/2024)
IAR
Texas(8/10/2023)
IAR
Wyoming(8/10/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AT
ASHTON THOMAS PRIVATE WEALTH
AMPLIFY PLATFORM | SECOND 50 FINANCIAL | NORTE ADVISORS, LLC | MILL STREET FINANCIAL | JAY R. PENNEY, LLC | GENTRY WEALTH MANAGEMENT | GENTRY ASSET ADVISORY LLC | FORGE PRIVATE WEALTH | CAMPBELL PRIVATE WEALTH MANAGEMENT | ASHTON THOMAS PRIVATE WEALTH, LLC | ASHTON THOMAS PRIVATE WEALTH | ASHTON THOMAS
CRD#: 153902 / SEC#: 801-71512
RIA
Registered Investment Advisory firm - (6/15/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260
Mailing Address
Phone number
(602) 732-4745
Established
Firm type
Fiscal year end
# of Employees
114
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,733 |
| AUM (Assets Under Management) | $ 4,051,333,740 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ASHTON THOMAS PRIVATE WEALTH
CRD#: 153902Caspter, WY 82601TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
