CS
Carson W. Stephens
EAGLE STRATEGIES LLC
AUSTIN, TX 78730
Some features on this profile are disabled
CRD#: 4599801
CS
Professional summary
Carson Wade Stephens, who also goes by Carson W Stephens, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Austin, Texas and NYLIFE SECURITIES LLC located in Salado, Texas.
Carson is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Carson has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Carson W Stephens
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 1001 Main Street, PO Box G, Bastrop, TX 78602; Start Date: 10/2008; Role/Title: Insurance Broker; Investment related] [OPERATING UNDER THE DBA NAME OF CARSON STEPHENS CAPITAL STRATEGIES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; ADDRESS: SALADO, TX; START DATE: 09/2013] [Music Performance and Teaching; Performance of music for audiences and teaching of music to individuals and groups.; 209 Salado Creek Place, Salado, TX 76571; Start Date 12/2018; Role/Title: Independent Contractor; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours] [Property and Casualty Sales; Offering Property and Casualty insurance; 714 Chestnut Street, Bastrop, TX 78602; Start Date 01/2022; Role/Title: Owner; Investment Related; 10 hours per month; 10 hours per month during securities trading hours][Harvard Business Review Advisory Board Member; The Harvard Business Review is a highly respected affiliate of the Harvard Business School. It publishes articles of interest to business leaders world-wide; Harvard Business Review, 60 Harvard Way Boston, MA 02163; Start Date 07/2025; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; I will respond to questionnaires and surveys from time to time]
CRS (Client Relationship Summary) - RIA
Click below to view Carson Wade Stephens's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 10, 2008 - Present
EAGLE STRATEGIES LLC
Office #1: 6200 Bridgepoint Parkway Suite 300, Austin, TX 78730RIA
CRD#: 110826
AUSTIN, TX
Current
October 21, 2008 - Present
NYLIFE SECURITIES LLC
Office #2: 6200 Bridgepoint Parkway Suite 300, Austin, TX 78730BD
CRD#: 5167
SALADO, TX
Past
March 3, 2006 - October 1, 2008
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
BASTROP, TX
Past
March 3, 2006 - October 1, 2008
FSC SECURITIES CORPORATION
BD
CRD#: 7461
BASTROP, TX
Past
April 27, 2004 - November 7, 2005
UNITED SECURITIES ALLIANCE, INC.
RIA
CRD#: 36487
AUSTIN, TX
Past
March 29, 2004 - November 7, 2005
UNITED SECURITIES ALLIANCE, INC.
BD
CRD#: 36487
GREENWOOD VILLAGE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(4/19/2024)
RR
Oklahoma(1/28/2025)
RR
Texas(10/21/2008)
IAR
Texas(12/10/2008)
RR
Virginia(6/4/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
