Derrek L. Metz

MONECO ADVISORS

New Canaan, CT 06840

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CRD#: 4599680

Professional summary

Derrek Lewis Metz is a registered financial advisor currently at MONECO ADVISORS located in New Canaan, Connecticut and LPL FINANCIAL LLC located in New Canaan, Connecticut.

Derrek is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Derrek has worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 4, Series 51 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derrek Lewis Metz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 2, 2021 - Present

MONECO ADVISORS

Office #1: 175 Elm St., New Canaan, CT 06840

RIA

CRD#: 171922

New Canaan, CT

Current

September 2, 2021 - Present

LPL FINANCIAL LLC

Office #1: 175 Elm St, New Canaan, CT 06840

RIA

CRD#: 6413

NEW CANAAN, CT

Past

April 22, 2025 - July 10, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

New Canaan, CT

Past

March 25, 2017 - September 9, 2021

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

STAMFORD, CT

Past

March 25, 2017 - September 9, 2021

MML INVESTORS SERVICES, LLC

CRD#: 10409

STAMFORD, CT

Past

February 28, 2012 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

STAMFORD, CT

Past

January 10, 2012 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

STAMFORD, CT

Past

January 27, 2003 - January 13, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

NEW HAVEN, CT

Past

January 9, 2003 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 9, 2003 - January 13, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

NEW HAVEN, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MONECO ADVISORS

CRD#: 171922 / SEC#: 801-80027

RIA

Registered Investment Advisory firm - (7/14/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(9/2/2021)

California
(9/2/2021)

Colorado
(9/2/2021)

Connecticut
(9/2/2021)

IAR

Connecticut
(9/2/2021)

District of Columbia
(9/2/2021)

Florida
(9/2/2021)

Georgia
(9/2/2021)

Illinois
(9/2/2021)

Indiana
(9/13/2021)

Maine
(9/2/2021)

Maryland
(9/2/2021)

Massachusetts
(9/2/2021)

Michigan
(9/2/2021)

New Hampshire
(9/2/2021)

New Jersey
(9/2/2021)

New York
(9/2/2021)

North Carolina
(9/2/2021)

Oklahoma
(9/2/2021)

Oregon
(11/9/2021)

Pennsylvania
(9/2/2021)

South Carolina
(9/2/2021)

Texas
(9/2/2021)

IAR

Texas
(9/2/2021)

Virginia
(9/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/24/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/8/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 12/4/2007

Registered Options Principal Examination

Principal/Supervisory Exam

Series 51

Date: 10/5/2007

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/17/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MONECO ADVISORS

CRD#: 171922 / SEC#: 801-80027

RIA

Registered Investment Advisory firm - (7/14/2014 Approved)

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Contact information

Main Address

2150 Post Road, Suite 201, Fairfield, CT 06824

Mailing Address

Phone number

(203) 319-3550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A: FIRM BROCHURE (8/18/2025)

WRAP PROGRAM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	6,130
AUM (Assets Under Management)	$ 1,915,081,746

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Derrek L. Metz

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derrek Lewis Metz's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

MONECO ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 1/24/2003

SIE

Date: 10/1/2018

Series 7

Date: 1/8/2003

Series 4

Date: 12/4/2007

Series 51

Date: 10/5/2007

Series 24

Date: 8/17/2007

FINRA

Current Firm

MONECO ADVISORS

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MONECO ADVISORS

TRUST BUT VERIFY

Contact information

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