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Benyamin N. Levy
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CRD#: 4599374
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Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benyamin N Levy, who also goes by Ben Levy, Benyamin N. Levy, Benyamin Levy, was a registered financial professional .
Benyamin is a previously registered financial professional and started their career in finance in 2003. Benyamin had worked at 8 firms and has passed the Series 65, Series 63, Series 66, Series 7TO, SIE, Series 6, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Ben Levy | Benyamin N. Levy | Benyamin Levy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE AND INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: 1847 FINANCIAL | POSITION HELD: AGENT | ADDRESS: 161 WASHINGTON STREET, SUITE 1111 CONSHOHOCKEN PA 19428 | START DATE: | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: OVER 140 HRS | APPROX TRADING HRS PER MTH: 101-140 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS. 2) MOSIAK LAND TRUST | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: BOARD MEMBER | ADDRESS: 724 N ADAMS STREET POTTSTOWN PA 19464 | START DATE: 4/13/2023 | NATURE OF ACTIVITY: NON-PROFIT FOR GARDENING | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: ADVISE ON COMMUNITY PROJECTS. 3) BETH ELOHIM HEBREW CONGREGATION | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: BOARD MEMBER/AND SPEAKER | ADDRESS: 189-31 LINDEN BLVD ST ALBANYS NY 11412 | START DATE: 4/13/2023 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: THIS ENTRY REPRESENTS 2 ACTIVITIES AT BETH ELOHIM HEBREW CONGREGATION TEACHING BIBLE LANGUAGE (SPEAKER FOR A FEE) AND ON THE BOARD (NON PAYING ) ADVISING ON COMMUNITY EVENTS. 4) ATLAS TRANSPORTATION | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: TRANSPORTATION DRIVER | ADDRESS: 3317 PHOEXNIVILLE PIKE MALVERN PA 19355 | START DATE: 4/13/2023 | NATURE OF ACTIVITY: SERVICE INDUSTRY | APPROX HRS PER MTH: 26-40 HRS | APPROX TRADING HRS PER MTH: 10-25 HRS | DESCRIPTION OF DUTIES: DRIVER TRANSPORT PASSENGERS. 5) INTERNATIONA ISRAELITE BOARD OF RABBIS INCOME | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: BOARD MEMBER | ADDRESS: 189-31 LINDEN BLVD ST ALBANYS NY 19412 | START DATE: 4/13/2023 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: ADVISOR ON PROJECTS. 6)MEDICARE INSURANCE PINNACLE | POSITION: AGENT | NATURE: MEDICARE INSURANCE | INVESTMENT RELATED: NO | NUMBER OF HOURS: 50 | SECURITIES TRADING HOURS: 50 | START DATE: 08/14/2023 | ADDRESS: 127 WALNUT STREET, POTTSTOWN PA 19464, UNITED STATES | DESCRIPTION: SALE MEDICARE INSURANCE POLICIES MA, MA-PD, PDP AND MEDIGAP PLANS.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
April 20, 2023 - February 27, 2025
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
CONSHOHOCKEN, PA
Past
April 14, 2023 - February 27, 2025
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
June 3, 2020 - January 30, 2023
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Exton, PA
Past
January 22, 2018 - January 30, 2023
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Exton, PA
Past
April 23, 2012 - July 31, 2013
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
RIA
CRD#: 611
BLUE BELL, PA
Past
April 11, 2012 - July 31, 2013
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
BLUE BELL, PA
Past
April 7, 2011 - May 9, 2011
LINCOLN INVESTMENT
RIA
CRD#: 519
JENKINTOWN, PA
Past
July 6, 2010 - May 9, 2011
LINCOLN INVESTMENT
BD
CRD#: 519
JENKINTOWN, PA
Past
June 10, 2008 - November 3, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PENNINGTON, NJ
Past
June 7, 2008 - November 3, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PENNINGTON, NJ
Past
March 7, 2007 - March 4, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BLUE BELL, PA
Past
March 6, 2007 - March 4, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BLUE BELL, PA
Past
June 6, 2006 - December 6, 2006
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
LAKE SUCCESS, NY
Past
January 3, 2006 - March 10, 2006
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
WHITE PLAINS, NY
Past
March 2, 2005 - March 10, 2006
MORGAN STANLEY DW INC.
BD
CRD#: 7556
WHITE PLAINS, NY
Past
October 23, 2003 - December 2, 2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/5/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
