Matthew B. Beck
Professional summary
Matthew Belden Beck, AIF®, who also goes by Matthew B Beck, Matthew B Beck, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Dayton, Ohio and CETERA ADVISORS LLC located in Dayton, Ohio.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Matthew has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Belden Beck's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 7333 Paragon Rd Ste 250, Dayton, OH 45459March 27, 2013 - Present
CETERA ADVISORS LLC
Office #1: 7333 Paragon Rd Ste 250, Dayton, OH 45459March 28, 2013 - March 21, 2024
CETERA ADVISORS LLC
January 31, 2011 - March 28, 2013
WOODBURY FINANCIAL SERVICES, INC.
January 28, 2011 - March 28, 2013
WOODBURY FINANCIAL SERVICES, INC.
June 1, 2009 - February 10, 2011
MORGAN STANLEY
June 1, 2009 - February 10, 2011
MORGAN STANLEY
July 13, 2004 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
July 8, 2004 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
December 3, 2002 - February 17, 2004
FIFTH THIRD SECURITIES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2024)
(1/11/2017)
(1/11/2017)
(1/11/2017)
(4/9/2025)
(3/27/2013)
(3/27/2013)
(9/27/2019)
(6/18/2018)
(5/8/2023)
(3/25/2024)
(2/11/2025)
(3/27/2013)
(3/21/2024)
(3/27/2013)
(1/2/2025)
(3/27/2013)
(3/21/2024)
(11/9/2021)
(10/16/2020)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Dayton, OH 45459TRUST BUT VERIFY
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