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SM

Steven S. Miller

BLUE OWL SECURITIES
Short Hills, NJ 07078
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CRD#: 4598306
SM

Professional summary


Steven S Miller, who also goes by Steve S Miller, Steve Miller, Steven S Miller Mr., is a registered financial professional currently at BLUE OWL SECURITIES located in Short Hills, New Jersey.

Steven is registered as a RR (Registered Representative) and started their career in finance in 2003. Steven has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Steve S Miller | Steve Miller | Steven S Miller Mr.

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Steven S Miller's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 25, 2021 - Present

BLUE OWL SECURITIES

Office #1: 51 John F. Kennedy Parkway, Short Hills, NJ 07078
BD
CRD#: 283250
Short Hills, NJ
Past

August 11, 2009 - February 2, 2021

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

June 2, 2008 - July 28, 2009

SANDALWOOD SECURITIES, INC.

BD
CRD#: 27240
ROSELAND, NJ
Past

May 5, 2003 - May 23, 2008

DEAM INVESTOR SERVICES, INC.

BD
CRD#: 754
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/25/2021)
RR
Alaska
(1/25/2021)
RR
Arizona
(1/25/2021)
RR
Arkansas
(1/25/2021)
RR
California
(1/25/2021)
RR
Colorado
(1/25/2021)
RR
Connecticut
(1/25/2021)
RR
Delaware
(1/25/2021)
RR
District of Columbia
(1/25/2021)
RR
Florida
(1/25/2021)
RR
Georgia
(1/25/2021)
RR
Hawaii
(1/25/2021)
RR
Idaho
(1/25/2021)
RR
Illinois
(1/25/2021)
RR
Indiana
(1/25/2021)
RR
Iowa
(1/25/2021)
RR
Kansas
(1/25/2021)
RR
Kentucky
(1/25/2021)
RR
Louisiana
(1/25/2021)
RR
Maine
(1/25/2021)
RR
Maryland
(1/25/2021)
RR
Massachusetts
(1/25/2021)
RR
Michigan
(1/25/2021)
RR
Minnesota
(1/25/2021)
RR
Mississippi
(1/25/2021)
RR
Missouri
(1/25/2021)
RR
Montana
(1/25/2021)
RR
Nebraska
(1/25/2021)
RR
Nevada
(1/25/2021)
RR
New Hampshire
(1/25/2021)
RR
New Jersey
(1/25/2021)
RR
New Mexico
(1/25/2021)
RR
New York
(1/25/2021)
RR
North Carolina
(1/25/2021)
RR
North Dakota
(1/25/2021)
RR
Ohio
(1/25/2021)
RR
Oklahoma
(1/25/2021)
RR
Oregon
(1/25/2021)
RR
Pennsylvania
(1/25/2021)
RR
Puerto Rico
(1/25/2021)
RR
Rhode Island
(1/25/2021)
RR
South Carolina
(1/25/2021)
RR
South Dakota
(1/25/2021)
RR
Tennessee
(1/25/2021)
RR
Texas
(1/25/2021)
RR
Utah
(1/25/2021)
RR
Vermont
(1/25/2021)
RR
Virginia
(1/25/2021)
RR
Washington
(1/25/2021)
RR
West Virginia
(1/25/2021)
RR
Wisconsin
(1/25/2021)
RR
Wyoming
(1/25/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 8/19/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


BO
BLUE OWL SECURITIES
BLUE OWL SECURITIES | OWL ROCK SECURITIES | OWL ROCK CAPITAL SECURITIES LLC | BLUE OWL SECURITIES LLC

CRD#: 283250 / SEC#: , 8-69744

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
375 Park Avenue, New York, NY 10152
Mailing Address
375 Park Avenue 4th Floor, New York, NY 10152
Phone number
(212) 419-3000
Established
Delaware since 12/17/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BLUE OWL CAPITAL GROUP LLCSOLE MEMBER
AMATO, KERRI ANNCHIEF COMPLIANCE OFFICER4710835
CONNOR, SEAN RICHARDPRESIDENT AND CHIEF EXECUTIVE OFFICER6019182
DIRESTA, ANDREWFINOP7459031

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BLUE OWL SECURITIES

CRD#: 283250Short Hills, NJ 07078

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