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NP

Nathan M. Plumb

WISCONSIN CAPITAL MANAGEMENT
Madison, WI 53717
Some features on this profile are disabled
CRD#: 4598158
NP

Professional summary

Nathan Marek Plumb, who also goes by Nathan M Plumb, Nathan M Plumb, is a registered financial advisor currently at WISCONSIN CAPITAL MANAGEMENT, LLC located in Madison, Wisconsin.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Nathan has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Nathan M Plumb | Nathan M Plumb

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Marek Plumb's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 25, 2023 - Present

WISCONSIN CAPITAL MANAGEMENT, LLC

Office #1: 8020 Excelsior Drive Ste. 402, Madison, WI 53717
RIA
CRD#: 110394
Madison, WI
Past

October 16, 2020 - October 28, 2022

WISCONSIN CAPITAL MANAGEMENT, LLC

RIA
CRD#: 110394
MADISON, WI
Past

October 14, 2020 - October 15, 2020

WISCONSIN CAPITAL MANAGEMENT, LLC

RIA
CRD#: 110394
MADISON, WI
Past

February 1, 2017 - October 5, 2020

OSAIC FA, INC.

RIA
CRD#: 3978
MADISON, WI
Past

December 9, 2016 - October 5, 2020

OSAIC FA, INC.

BD
CRD#: 3978
MADISON, WI
Past

January 12, 2012 - December 31, 2014

SVA WEALTH MANAGEMENT, LLC

RIA
CRD#: 159216
MADISON, WI
Past

September 23, 2011 - January 10, 2012

SVA WEALTH MANAGEMENT, INC.

RIA
CRD#: 105197
MADISON, WI
Past

May 16, 2007 - July 8, 2013

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

September 3, 2003 - December 31, 2016

WISCONSIN CAPITAL MANAGEMENT, LLC

RIA
CRD#: 110394
MADISON, WI
Past

April 30, 2003 - March 1, 2005

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

April 29, 2003 - January 24, 2017

WISCONSIN CAPITAL MANAGEMENT, LLC

RIA
CRD#: 110394
MADISON, WI
Past

December 17, 2002 - March 25, 2003

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WISCONSIN CAPITAL MANAGEMENT, LLC
THOMPSON PLUMB & ASSOCIATES INC | WISCONSIN CAPITAL MANAGEMENT, LLC | WISCONSIN CAPITAL MANAGEMENT, INC.

CRD#: 110394 / SEC#: 801-53829

RIA
Registered Investment Advisory firm - (1/29/1997 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Wisconsin
(8/25/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 1/30/2017
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 9/2/2003
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/9/2016
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/15/2007
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 7/9/2007
Investment Company Products/Variable Contracts Principal Examination

Current Firm

WC
WISCONSIN CAPITAL MANAGEMENT, LLC
THOMPSON PLUMB & ASSOCIATES INC | WISCONSIN CAPITAL MANAGEMENT, LLC | WISCONSIN CAPITAL MANAGEMENT, INC.

CRD#: 110394 / SEC#: 801-53829

RIA
Registered Investment Advisory firm - (1/29/1997 Approved)
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Contact information

Main Address
8020 Excelsior Drive Ste. 402, Madison, WI 53717
Mailing Address
Phone number
(608) 960-4616
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WISCONSIN CAPITAL MANAGEMENT, LLC ADV PART 2A (8/31/2025)

Regulatory assets under management

Total Number of Accounts99
AUM (Assets Under Management)$ 256,585,053

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WISCONSIN CAPITAL MANAGEMENT, LLC

CRD#: 110394Madison, WI 53717

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