AP
Adam D. Prewett
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
San Antonio, TX 78232
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CRD#: 4597857
AP
Professional summary
Adam Denton Prewett, AIF®, who also goes by Adam Prewett, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in San Antonio, Texas and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Plano, Texas.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Adam has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adam Prewett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MOSAIC FINANCIAL, 6275 W Plano Parkway, Suite 500, Plano TX 75093, 01/2024, Insurance/Benefits/Human Resources, 1099, INV REL, 40 HR/MO, 40 HR/MO TRADING. 2) MOSAIC TAX ADVISERS, 6275 W Plano Parkway, Suite 500, Plano TX 75093, 01/2024, Owner, Accounting/Bookkeeping/Payroll Services, NIR, 20 HR/MO, 20 HR/MO TRADING. 3) MOSAIC BUSINESS ADVISERS, 6275 W Plano Parkway, Ste 500, Plano TX 75093, 05/2025, President, Insurance/Benefits/Human Resources, NIR, 15 HR/MO, 15 HR/MO TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 01/2024, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO, 120 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Denton Prewett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 29, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 227 North Loop 1604 E Access Rd Ste 150, San Antonio, TX 78232Office #2: 6275 W Plano Pkwy Suite 500, Plano, TX 75093RIA
CRD#: 134139
San Antonio, TX
Current
January 29, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 6275 W Plano Pkwy Suite 500, Plano, TX 75093Office #2: 227 North Loop 1604 E Access R Ste. 150, San Antonio, TX 78232BD
CRD#: 39543
Plano, TX
Past
April 17, 2023 - February 27, 2024
TITLEIST ASSET MANAGEMENT, LLC
RIA
CRD#: 323567
PLANO, TX
Past
July 28, 2021 - August 8, 2023
TITLEIST CAPITAL, LLC
RIA
CRD#: 126136
Plano, TX
Past
June 23, 2021 - June 24, 2021
TITLEIST CAPITAL, LLC
RIA
CRD#: 126136
Plano, TX
Past
June 23, 2021 - February 27, 2024
TITLEIST CAPITAL, LLC
BD
CRD#: 126136
Plano, TX
Past
July 2, 2019 - July 9, 2021
BALEFIRE, LLC
RIA
CRD#: 168733
DALLAS, TX
Past
April 12, 2018 - October 6, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
DALLAS, TX
Past
April 23, 2015 - June 28, 2019
LEVEL FOUR ADVISORY SERVICES
RIA
CRD#: 134086
PLANO, TX
Past
April 17, 2015 - July 6, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
DALLAS, TX
Past
January 3, 2011 - April 24, 2015
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
PLANO, TX
Past
January 3, 2011 - April 24, 2015
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
PLANO, TX
Past
July 7, 2005 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
CARROLITON, TX
Past
March 19, 2004 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
ADDISON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/29/2024)
RR
Arkansas(1/29/2024)
RR
California(1/2/2025)
RR
Florida(1/29/2024)
RR
Georgia(1/2/2025)
RR
Illinois(1/29/2024)
RR
Kansas(2/26/2024)
RR
Louisiana(1/29/2024)
RR
Michigan(1/29/2024)
RR
New York(1/29/2024)
RR
North Carolina(1/31/2024)
RR
Ohio(1/29/2024)
RR
Oklahoma(1/29/2024)
RR
Texas(1/29/2024)
IAR
Texas(1/29/2024)
RR
Virginia(1/29/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
