Tressa D. Lewis-hood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tressa Denise Lewis-hood, who also goes by Tressa Denise Lewis, was a registered financial professional .
Tressa is a previously registered financial professional and started their career in finance in 2002. Tressa had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2015 - February 25, 2017
JBS LIBERTY SECURITIES, INC.
January 5, 2012 - June 3, 2013
JBS LIBERTY SECURITIES, INC.
January 24, 2006 - December 31, 2011
SYNERGY INVESTMENT GROUP, LLC
October 28, 2004 - January 4, 2006
JBS LIBERTY SECURITIES, INC.
October 29, 2002 - December 19, 2003
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JBS LIBERTY SECURITIES, INC.
CRD#: 36179 / SEC#: , 8-47036
Contact information
FINRA licenses (3 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
