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MW

Michael K. Warne

SYNERGY CAPITAL
FORT COLLINS, CO 80521
Some features on this profile are disabled
CRD#: 4596780
MW

Professional summary

Michael K Warne, who also goes by Michael Kitman Warne, Michael Warne, is a registered financial advisor currently at SYNERGY CAPITAL located in Fort Collins, Colorado.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Michael has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Michael Kitman Warne | Michael Warne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael K Warne's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 24, 2025 - Present

SYNERGY CAPITAL

Office #1: 215 W Oak Street Suite 1100, Fort Collins, CO 80521
RIA
CRD#: 334117
FORT COLLINS, CO
Past

January 2, 2024 - March 3, 2025

MOORS & CABOT, INC.

RIA
CRD#: 594
Fort Collins, CO
Past

January 2, 2024 - March 3, 2025

MOORS & CABOT, INC.

BD
CRD#: 594
Fort Collins, CO
Past

July 8, 2015 - January 8, 2024

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
FORT COLLINS, CO
Past

July 8, 2015 - January 8, 2024

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
FORT COLLINS, CO
Past

April 4, 2006 - July 17, 2015

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
FORT COLLINS, CO
Past

March 8, 2006 - July 17, 2015

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
FORT COLLINS, CO
Past

December 10, 2002 - March 13, 2006

EDWARD JONES

BD
CRD#: 250
WINDSOR, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SYNERGY CAPITAL
SYNERGY CAPITAL | SYNERGY CAPITAL OF COLORADO LLC

CRD#: 334117 / SEC#: 801-132021

RIA
Registered Investment Advisory firm - (2/24/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(2/24/2025)
IAR
Nebraska
(2/24/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/3/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/13/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/9/2002
General Securities Representative Examination

Current Firm

SC
SYNERGY CAPITAL
SYNERGY CAPITAL | SYNERGY CAPITAL OF COLORADO LLC

CRD#: 334117 / SEC#: 801-132021

RIA
Registered Investment Advisory firm - (2/24/2025 Approved)
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Contact information

Main Address
215 W Oak Street Suite 1100, Fort Collins, CO 80521
Mailing Address
Phone number
(970) 837-3088
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (6/16/2025)

Regulatory assets under management

Total Number of Accounts303
AUM (Assets Under Management)$ 102,192,028

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SYNERGY CAPITAL

CRD#: 334117Fort Collins, CO 80521

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